NEW CENTURY FINANCIAL CORP 4

Accession 0001287286-06-000085

CIK 0001287286operating

View on SEC.gov Company Profile

Filed

Jul 2, 8:00 PM ET

Accepted

Jul 3, 7:41 PM ET

Size

19.8 KB

Accession

0001287286-06-000085

Insider Transaction Report

Form 4

Period: 2006-06-30

NEW CENTURY FINANCIAL CORPNEW

DODGE PATTI M

EVP, CFO and Controller

Transactions

Exercise/Conversion
Common Stock
2006-06-30$39.10/sh+2,417$94,505→ 52,002 total
Exercise/Conversion
Stock Option (Right to Buy)
2006-06-30−3,000→ 2,250 total
Exercise: $9.10Exp: 2012-02-22→ Common Stock (3,000 underlying)
Exercise/Conversion
Common Stock
2006-06-30$26.97/sh+4,500$121,365→ 49,585 total
Exercise/Conversion
Stock Option (Right to Buy)
2006-06-30−4,500→ 9,000 total
Exercise: $26.97Exp: 2013-05-21→ Common Stock (4,500 underlying)
Exercise/Conversion
Common Stock
2006-06-30$6.63/sh+375$2,486→ 42,085 total
Exercise/Conversion
Common Stock
2006-06-30$9.10/sh+3,000$27,300→ 45,085 total
Exercise/Conversion
Stock Option (Right to Buy)
2006-06-30−375→ 375 total
Exercise: $6.63Exp: 2011-09-19→ Common Stock (375 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2006-06-30−2,417→ 7,251 total
Exercise: $39.10Exp: 2016-03-01→ Common Stock (2,417 underlying)

Footnotes (5)

[F1]This stock option grant vested 20% on September 19, 2002, the first anniversary of the grant date, with an additional 5% vesting on the last day of each succeeding calendar quarter thereafter. The final 5% increment will vest on the fifth anniversary of the grant date. The portion of this stock option grant exercised by the reporting person on June 30, 2006 vested on June 30, 2006.
[F2]This column is not applicable.
[F3]This stock option grant vested 20% on February 22, 2003, the first anniversary of the grant date, with an additional 5% vesting on the last day of each succeeding calendar quarter thereafter. The final 5% increment will vest on the fifth anniversary of the grant date. The portion of this stock option grant exercised by the reporting person on June 30, 2006 vested as follows: 750 shares on each of September 30, 2005, December 31, 2005, March 31, 2006 and June 30, 2006.
[F4]This stock option grant vested 20% on May 21, 2004, the first anniversary of the grant date, with an additional 5% vesting on the last day of each succeeding calendar quarter thereafter. The final 5% increment will vest on the fifth anniversary of the grant date. The portion of this stock option grant exercised by the reporting person on June 30, 2006 vested as follows: 1,125 shares on each of September 30, 2005, December 31, 2005, March 31, 2006 and June 30, 2006.
[F5]This stock option vested 25% on May 1, 2006, the date certain performance measures were achieved. The remaining 75% will vest on March 1, 2011, subject to acceleration upon the achievement of certain additional performance measures. The portion of this stock option grant exercised by the reporting person on June 30, 2006 vested on May 1, 2006.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

NEW CENTURY FINANCIAL CORP

CIK 0001287286

→

Entity typeoperating

IncorporatedMD

Related Parties

filerCIK 0001287286

Filing Metadata

Form type: 4
Filed: Jul 2, 8:00 PM ET
Accepted: Jul 3, 7:41 PM ET
Size: 19.8 KB

View on SEC.gov