4//SEC Filing
HART JAMES E 4
Accession 0001287504-04-000018
CIK 0001024478other
Filed
May 27, 8:00 PM ET
Accepted
May 28, 4:20 PM ET
Size
18.4 KB
Accession
0001287504-04-000018
Insider Transaction Report
Form 4
HART JAMES E
Vice President
Transactions
- Exercise/Conversion
Employee stock option (right to buy)
2004-05-27−4,000→ 0 totalExercise: $11.60From: 2001-10-02Exp: 2010-10-02→ Common Stock (4,000 underlying) - Sale
Common Stock
2004-05-27$33.86/sh−200$6,772→ 6,112 total - Sale
Common Stock
2004-05-27$33.82/sh−3,800$128,516→ 6,312 total - Exercise/Conversion
Common Stock
2004-05-27$11.60/sh+4,000$46,415→ 10,112 total
Holdings
- 1,819.932(indirect: By Savings Plan)
Common Stock
- 20,000
Employee stock option (right to buy)
Exercise: $13.40From: 2002-10-01Exp: 2011-10-01→ Common Stock (20,000 underlying) - 6,126
Employee stock option (right to buy)
Exercise: $14.01From: 1999-11-04Exp: 2008-11-04→ Common Stock (6,126 underlying) - 16,500
Employee stock option (right to buy)
Exercise: $20.35From: 2000-10-04Exp: 2009-10-02→ Commom Stock (16,500 underlying) - 25,000
Employee stock option (right to buy)
Exercise: $15.50From: 2003-10-07Exp: 2012-10-07→ Common Stock (25,000 underlying)
Footnotes (3)
- [F1]Includes 2,000 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
- [F2]Shares represented by Company stock fund units under the Company's Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of 05/27/2004.
- [F3]The option becomes exercisable in three equal annual installments beginning on the date exercisable.
Documents
Issuer
ROCKWELL AUTOMATION INC
CIK 0001024478
Entity typeother
Related Parties
1- filerCIK 0001278045
Filing Metadata
- Form type
- 4
- Filed
- May 27, 8:00 PM ET
- Accepted
- May 28, 4:20 PM ET
- Size
- 18.4 KB