HART JAMES E 4
4 · ROCKWELL AUTOMATION INC · Filed Feb 2, 2005
Insider Transaction Report
Form 4
HART JAMES E
Vice President
Transactions
- Exercise/Conversion
Common Stock
2005-02-01$13.40/sh+8,000$107,200→ 11,112 total - Sale
Common Stock
2005-02-01$57.40/sh−8,000$459,200→ 3,112 total - Exercise/Conversion
Employee stock option (right to buy)
2005-02-01−8,000→ 12,000 totalExercise: $13.40From: 2002-10-01Exp: 2011-10-01→ Common Stock (8,000 underlying)
Holdings
- 1,919.853(indirect: By Savings Plan)
Common Stock
- 16,500
Employee stock option (right to buy)
Exercise: $20.35From: 2000-10-04Exp: 2009-10-04→ Commom Stock (16,500 underlying) - 25,000
Employee stock option (right to buy)
Exercise: $15.50From: 2003-10-07Exp: 2012-10-07→ Common Stock (25,000 underlying)
Footnotes (3)
- [F1]Includes 2,000 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
- [F2]Shares represented by Company stock fund units under the Company's Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of 12/31/2004.
- [F3]The option becomes exercisable in three equal annual installments beginning on the date exercisable.