ROCKWELL AUTOMATION INC 4
4 · ROCKWELL AUTOMATION INC · Filed May 2, 2005
Insider Transaction Report
Form 4
GELLY JAMES V
Sr. V. President and CFO
Transactions
- Purchase
Common Stock
2005-04-29$46.80/sh+2,000$93,600→ 7,000 total
Holdings
- 184.441(indirect: By Savings Plan)
Common Stock
- 70,000
Employee Stock Option
Exercise: $34.24From: 2005-01-05Exp: 2014-01-05→ Common Stock (70,000 underlying) - 26.715(indirect: Nonqual. Savings Plan)
Common Stock Share Equivalents
→ Common Stock (26.715 underlying) - 80,000
Employee Stock Option
Exercise: $43.90From: 2005-11-08Exp: 2014-11-08→ Common Stock (80,000 underlying)
Footnotes (5)
- [F1]5,000 shares are held by Company to implement restrictions on transfer unless and until certain conditions are met.
- [F2]Includes shares represented by Company stock fund units acquired under the Company's Savings Plan since the date of the reporting person's last ownership report, based on information furnished by the Plan Administrator as of 4/29/2005.
- [F3]The option vests in three substantially equal annual installments beginning on the date exercisable.
- [F4]Includes Company stock fund units acquired under the Company's nonqualified savings plan since the date of the reporting person's last ownership report, based on information furnished by the Plan Administrator as of 4/29/2005. The number of share equivalents represented by the balance of a participant's Company stock fund account may not exactly equal the number of share equivalents represented by a prior balance plus additions due to variances in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
- [F5]The share equivalents are payable in cash upon retirement or after termination of employment.