JAKKS PACIFIC INC 4

Accession 0001288136-16-000118

$JAKKCIK 0001009829operating

View on SEC.gov Company Profile

Filed

Sep 20, 8:00 PM ET

Accepted

Sep 21, 5:36 PM ET

Size

42.7 KB

Accession

0001288136-16-000118

Insider Transaction Report

Form 4

Period: 2016-04-27

JAKKS PACIFIC INCJAKK

Pine River Capital Management L.P.

10% Owner

Transactions

Sale
Common Stock
2016-06-09$7.81/sh−43,010$335,908→ 0 total(indirect: See footnotes 2,3)
Sale
Common Stock
2016-06-15$7.95/sh−330,200$2,625,090→ 0 total(indirect: See footnotes 2,3)
Sale
Common Stock
2016-05-06$7.22/sh−57,263$413,439→ 0 total(indirect: See footnotes 2, 3)
Sale
Common Stock
2016-05-11$7.27/sh−50,961$370,486→ 0 total(indirect: See footnotes 2,3)
Purchase
Common Stock
2016-05-16$7.25/sh+5,192$37,636→ 0 total(indirect: See footnotes 2,3)
Purchase
4.875% Convertible Senior Notes due 2020
2016-05-06$93.36/sh+1,003,000$93,641,885(indirect: See footnotes 2,3)
Exp: 2020-06-01→ Common Stock (104,073 underlying)
Purchase
4.875% Convertible Senior Notes due 2020
2016-06-09$98.31/sh+690,000$67,836,039(indirect: See footnotes 2,3)
Exp: 2020-06-01→ Common Stock (71,595 underlying)
Sale
Common Stock
2016-04-27$7.60/sh−314,500$2,390,200→ 0 total(indirect: See footnotes 2,3)
Purchase
Common Stock
2016-05-09$7.36/sh+21,005$154,685→ 0 total(indirect: See footnotes 2,3)
Sale
Common Stock
2016-05-13$7.19/sh−100,351$721,524→ 0 total(indirect: See footnotes 2,3)
Purchase
4.25% Convertible Senior Notes due 2018
2016-06-15$106.19/sh+5,250,000$557,490,675(indirect: See footnotes 2,3)
Exp: 2018-08-01→ Common Stock (600,429 underlying)
Sale
Common Stock
2016-04-27$7.57/sh−85,600$647,992→ 0 total(indirect: See footnotes 2,3)
Purchase
Common Stock
2016-05-13$7.20/sh+3,300$23,755→ 0 total(indirect: See footnotes 2,3)
Purchase
4.875% Convertible Senior Notes due 2020
2016-05-11$93.20/sh+893,000$83,223,760(indirect: See footnotes 2,3)
Exp: 2020-06-01→ Common Stock (92,659 underlying)
Purchase
4.875% Convertible Senior Notes due 2020
2016-04-27$95.25/sh+1,500,000$142,875,000(indirect: See footnotes 2,3)
Exp: 2020-06-01→ Common Stock (155,642 underlying)
Purchase
4.875% Convertible Senior Notes due 2020
2016-05-13$92.98/sh+1,488,000$138,357,216(indirect: See footnotes 2,3)
Exp: 2020-06-01→ Common Stock (154,397 underlying)

TAYLOR BRIAN

10% Owner

Transactions

Sale
Common Stock
2016-05-06$7.22/sh−57,263$413,439→ 0 total(indirect: See footnotes 2, 3)
Sale
Common Stock
2016-04-27$7.57/sh−85,600$647,992→ 0 total(indirect: See footnotes 2,3)
Purchase
4.875% Convertible Senior Notes due 2020
2016-05-11$93.20/sh+893,000$83,223,760(indirect: See footnotes 2,3)
Exp: 2020-06-01→ Common Stock (92,659 underlying)
Purchase
4.25% Convertible Senior Notes due 2018
2016-06-15$106.19/sh+5,250,000$557,490,675(indirect: See footnotes 2,3)
Exp: 2018-08-01→ Common Stock (600,429 underlying)
Sale
Common Stock
2016-05-13$7.19/sh−100,351$721,524→ 0 total(indirect: See footnotes 2,3)
Sale
Common Stock
2016-06-15$7.95/sh−330,200$2,625,090→ 0 total(indirect: See footnotes 2,3)
Sale
Common Stock
2016-06-09$7.81/sh−43,010$335,908→ 0 total(indirect: See footnotes 2,3)
Purchase
4.875% Convertible Senior Notes due 2020
2016-05-06$93.36/sh+1,003,000$93,641,885(indirect: See footnotes 2,3)
Exp: 2020-06-01→ Common Stock (104,073 underlying)
Purchase
4.875% Convertible Senior Notes due 2020
2016-05-13$92.98/sh+1,488,000$138,357,216(indirect: See footnotes 2,3)
Exp: 2020-06-01→ Common Stock (154,397 underlying)
Sale
Common Stock
2016-04-27$7.60/sh−314,500$2,390,200→ 0 total(indirect: See footnotes 2,3)
Sale
Common Stock
2016-05-11$7.27/sh−50,961$370,486→ 0 total(indirect: See footnotes 2,3)
Purchase
Common Stock
2016-05-09$7.36/sh+21,005$154,685→ 0 total(indirect: See footnotes 2,3)
Purchase
Common Stock
2016-05-13$7.20/sh+3,300$23,755→ 0 total(indirect: See footnotes 2,3)
Purchase
Common Stock
2016-05-16$7.25/sh+5,192$37,636→ 0 total(indirect: See footnotes 2,3)
Purchase
4.875% Convertible Senior Notes due 2020
2016-04-27$95.25/sh+1,500,000$142,875,000(indirect: See footnotes 2,3)
Exp: 2020-06-01→ Common Stock (155,642 underlying)
Purchase
4.875% Convertible Senior Notes due 2020
2016-06-09$98.31/sh+690,000$67,836,039(indirect: See footnotes 2,3)
Exp: 2020-06-01→ Common Stock (71,595 underlying)

NISSWA MASTER FUND LTD.

10% Owner

Transactions

Sale
Common Stock
2016-04-27$7.60/sh−314,500$2,390,200→ 0 total(indirect: See footnotes 2,3)
Purchase
4.875% Convertible Senior Notes due 2020
2016-05-06$93.36/sh+1,003,000$93,641,885(indirect: See footnotes 2,3)
Exp: 2020-06-01→ Common Stock (104,073 underlying)
Sale
Common Stock
2016-05-11$7.27/sh−50,961$370,486→ 0 total(indirect: See footnotes 2,3)
Purchase
Common Stock
2016-05-13$7.20/sh+3,300$23,755→ 0 total(indirect: See footnotes 2,3)
Purchase
4.875% Convertible Senior Notes due 2020
2016-05-13$92.98/sh+1,488,000$138,357,216(indirect: See footnotes 2,3)
Exp: 2020-06-01→ Common Stock (154,397 underlying)
Sale
Common Stock
2016-06-15$7.95/sh−330,200$2,625,090→ 0 total(indirect: See footnotes 2,3)
Purchase
4.875% Convertible Senior Notes due 2020
2016-04-27$95.25/sh+1,500,000$142,875,000(indirect: See footnotes 2,3)
Exp: 2020-06-01→ Common Stock (155,642 underlying)
Sale
Common Stock
2016-06-09$7.81/sh−43,010$335,908→ 0 total(indirect: See footnotes 2,3)
Purchase
4.875% Convertible Senior Notes due 2020
2016-05-11$93.20/sh+893,000$83,223,760(indirect: See footnotes 2,3)
Exp: 2020-06-01→ Common Stock (92,659 underlying)
Purchase
4.875% Convertible Senior Notes due 2020
2016-06-09$98.31/sh+690,000$67,836,039(indirect: See footnotes 2,3)
Exp: 2020-06-01→ Common Stock (71,595 underlying)
Sale
Common Stock
2016-04-27$7.57/sh−85,600$647,992→ 0 total(indirect: See footnotes 2,3)
Sale
Common Stock
2016-05-06$7.22/sh−57,263$413,439→ 0 total(indirect: See footnotes 2, 3)
Purchase
Common Stock
2016-05-09$7.36/sh+21,005$154,685→ 0 total(indirect: See footnotes 2,3)
Sale
Common Stock
2016-05-13$7.19/sh−100,351$721,524→ 0 total(indirect: See footnotes 2,3)
Purchase
4.25% Convertible Senior Notes due 2018
2016-06-15$106.19/sh+5,250,000$557,490,675(indirect: See footnotes 2,3)
Exp: 2018-08-01→ Common Stock (600,429 underlying)
Purchase
Common Stock
2016-05-16$7.25/sh+5,192$37,636→ 0 total(indirect: See footnotes 2,3)

Pine River Capital Management LLC

10% Owner

Transactions

Purchase
Common Stock
2016-05-09$7.36/sh+21,005$154,685→ 0 total(indirect: See footnotes 2,3)
Purchase
4.875% Convertible Senior Notes due 2020
2016-04-27$95.25/sh+1,500,000$142,875,000(indirect: See footnotes 2,3)
Exp: 2020-06-01→ Common Stock (155,642 underlying)
Sale
Common Stock
2016-06-15$7.95/sh−330,200$2,625,090→ 0 total(indirect: See footnotes 2,3)
Purchase
4.875% Convertible Senior Notes due 2020
2016-05-13$92.98/sh+1,488,000$138,357,216(indirect: See footnotes 2,3)
Exp: 2020-06-01→ Common Stock (154,397 underlying)
Purchase
4.875% Convertible Senior Notes due 2020
2016-06-09$98.31/sh+690,000$67,836,039(indirect: See footnotes 2,3)
Exp: 2020-06-01→ Common Stock (71,595 underlying)
Purchase
4.25% Convertible Senior Notes due 2018
2016-06-15$106.19/sh+5,250,000$557,490,675(indirect: See footnotes 2,3)
Exp: 2018-08-01→ Common Stock (600,429 underlying)
Sale
Common Stock
2016-05-11$7.27/sh−50,961$370,486→ 0 total(indirect: See footnotes 2,3)
Sale
Common Stock
2016-05-13$7.19/sh−100,351$721,524→ 0 total(indirect: See footnotes 2,3)
Purchase
Common Stock
2016-05-16$7.25/sh+5,192$37,636→ 0 total(indirect: See footnotes 2,3)
Sale
Common Stock
2016-06-09$7.81/sh−43,010$335,908→ 0 total(indirect: See footnotes 2,3)
Purchase
4.875% Convertible Senior Notes due 2020
2016-05-06$93.36/sh+1,003,000$93,641,885(indirect: See footnotes 2,3)
Exp: 2020-06-01→ Common Stock (104,073 underlying)
Sale
Common Stock
2016-04-27$7.60/sh−314,500$2,390,200→ 0 total(indirect: See footnotes 2,3)
Sale
Common Stock
2016-04-27$7.57/sh−85,600$647,992→ 0 total(indirect: See footnotes 2,3)
Purchase
Common Stock
2016-05-13$7.20/sh+3,300$23,755→ 0 total(indirect: See footnotes 2,3)
Purchase
4.875% Convertible Senior Notes due 2020
2016-05-11$93.20/sh+893,000$83,223,760(indirect: See footnotes 2,3)
Exp: 2020-06-01→ Common Stock (92,659 underlying)
Sale
Common Stock
2016-05-06$7.22/sh−57,263$413,439→ 0 total(indirect: See footnotes 2, 3)

Footnotes (8)

[F1]The Reporting Persons understand that the transactions reported herein may arguably be deemed to create profits subject to disgorgement under Section 16(b) of the Exchange Act. The Reporting Persons have paid to the Issuer the full amount of such profits to the extent of their pecuniary interest therein.
[F2]These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership")is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership.
[F3]Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.
[F4]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.27 to $7.45, inclusive. The Reporting Persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (4) through (6) to this Form 4.
[F5]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.14 to $7.23, inclusive.
[F6]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.18 to $7.28, inclusive.
[F7]The 4.875% Convertible Senior Notes due 2020 are convertible into shares of the issuer's Common Stock ("Common Stock") at any time, at an initial conversion rate of 103.7613 shares of Common Stock per $1,000 principal amount of notes, equivalent to an initial conversion price of approximately $9.64 per share of Common Stock, subject to adjustment in certain events.
[F8]The 4.25% Convertible Senior Notes due 2018 are convertible into shares of Common Stock at any time, at an initial conversion rate of 114.3674 shares of Common Stock per $1,000 principal amount of notes, equivalent to an initial conversion price of approximately $8.74 per share of Common Stock, subject to adjustment in certain events.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

JAKKS PACIFIC INC

CIK 0001009829

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0001009829

Filing Metadata

Form type: 4
Filed: Sep 20, 8:00 PM ET
Accepted: Sep 21, 5:36 PM ET
Size: 42.7 KB

View on SEC.gov