4//SEC Filing
JAKKS PACIFIC INC 4
Accession 0001288136-17-000006
$JAKKCIK 0001009829operating
Filed
Jan 30, 7:00 PM ET
Accepted
Jan 31, 3:47 PM ET
Size
15.3 KB
Accession
0001288136-17-000006
Insider Transaction Report
Form 4
TAYLOR BRIAN
10% Owner
Transactions
- Other
Common Stock
2017-01-27+1,637,550→ 0 total(indirect: See footnotes 1, 2) - Other
4.25% Convertible Senior Notes due 2018
2017-01-27→ 0 total(indirect: See footnotes 1 and 2)Exp: 2018-08-01→ Common Stock (2,583,559 underlying)
Holdings
- (indirect: See footnotes 1 and 2)
4.875% Convertible Senior Notes due 2020
Exp: 2020-06-01→ Common Stock (879,273 underlying)
Pine River Capital Management LLC
10% Owner
Transactions
- Other
4.25% Convertible Senior Notes due 2018
2017-01-27→ 0 total(indirect: See footnotes 1 and 2)Exp: 2018-08-01→ Common Stock (2,583,559 underlying) - Other
Common Stock
2017-01-27+1,637,550→ 0 total(indirect: See footnotes 1, 2)
Holdings
- (indirect: See footnotes 1 and 2)
4.875% Convertible Senior Notes due 2020
Exp: 2020-06-01→ Common Stock (879,273 underlying)
Pine River Capital Management L.P.
10% Owner
Transactions
- Other
Common Stock
2017-01-27+1,637,550→ 0 total(indirect: See footnotes 1, 2) - Other
4.25% Convertible Senior Notes due 2018
2017-01-27→ 0 total(indirect: See footnotes 1 and 2)Exp: 2018-08-01→ Common Stock (2,583,559 underlying)
Holdings
- (indirect: See footnotes 1 and 2)
4.875% Convertible Senior Notes due 2020
Exp: 2020-06-01→ Common Stock (879,273 underlying)
NISSWA MASTER FUND LTD.
10% Owner
Transactions
- Other
Common Stock
2017-01-27+1,637,550→ 0 total(indirect: See footnotes 1, 2) - Other
4.25% Convertible Senior Notes due 2018
2017-01-27→ 0 total(indirect: See footnotes 1 and 2)Exp: 2018-08-01→ Common Stock (2,583,559 underlying)
Holdings
- (indirect: See footnotes 1 and 2)
4.875% Convertible Senior Notes due 2020
Exp: 2020-06-01→ Common Stock (879,273 underlying)
Footnotes (5)
- [F1]These securities are held directly by the Pine River Master Fund, for which Pine River Capital Management L.P. (the "Partnership") is the Investment Manager. Mr. Brian Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership.
- [F2]Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F3]On January 27, 2017, the Pine River Master Fund Ltd. (the "Master Fund") entered into an Exchange Agreement with the Issuer, pursuant to which the Master Fund transferred $22,590,000 aggregate principal amount of the Issuer's 4.250% Subordinated Convertible Senior Notes due 2018 (the "4.250% Notes") held by the Master Fund to the Issuer in simultaneous exchange for 1,637,550 shares of the Issuer's Common Stock ("Common Stock") and $13,998,195.75 in cash.
- [F4]The 4.250% Notes were convertible into shares of Common Stock at any time, at an initial conversion rate of 114.3674 shares of Common Stock per $1,000 principal amount of notes, equivalent to an initial conversion price of approximately $8.74 per share of Common Stock, subject to adjustment in certain events.
- [F5]The 4.875% Convertible Senior Notes due 2020 are convertible into shares of Common Stock at any time, at an initial conversion rate of 103.7613 shares of Common Stock per $1,000 principal amount of notes, equivalent to an initial conversion price of approximately $9.64 per share of Common Stock, subject to adjustment in certain events.
Documents
Issuer
JAKKS PACIFIC INC
CIK 0001009829
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001009829
Filing Metadata
- Form type
- 4
- Filed
- Jan 30, 7:00 PM ET
- Accepted
- Jan 31, 3:47 PM ET
- Size
- 15.3 KB