4//SEC Filing
GSV Capital Corp. 4
Accession 0001288136-17-000039
$SSSSCIK 0001509470operating
Filed
Feb 27, 7:00 PM ET
Accepted
Feb 28, 9:48 AM ET
Size
10.3 KB
Accession
0001288136-17-000039
Insider Transaction Report
Form 4
Transactions
- Sale
5.25% Convertible Senior Notes due 2018
2017-02-24$98.63/sh−4,000,000$394,500,000→ 25,953,000 total(indirect: See Footnotes 1 and 2)Exp: 2018-09-15→ Common Stock (333,438 underlying)
TAYLOR BRIAN
Other
Transactions
- Sale
5.25% Convertible Senior Notes due 2018
2017-02-24$98.63/sh−4,000,000$394,500,000→ 25,953,000 total(indirect: See Footnotes 1 and 2)Exp: 2018-09-15→ Common Stock (333,438 underlying)
Transactions
- Sale
5.25% Convertible Senior Notes due 2018
2017-02-24$98.63/sh−4,000,000$394,500,000→ 25,953,000 total(indirect: See Footnotes 1 and 2)Exp: 2018-09-15→ Common Stock (333,438 underlying)
Footnotes (3)
- [F1]These securities are held directly by Pine River Master Fund Ltd. (the "Master Fund"), for which Pine River Capital Management L.P. (the "Partnership") is the Investment Manager. Mr. Taylor is the sole member of Pine River Capital Management LLC, the general partner of the Partnership.
- [F2]Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, other than to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F3]The 5.25% Convertible Notes due 2018 are convertible into shares of the issuer's common stock at any time, at a current conversion rate of 83.3596 shares of common stock per $1,000 principal amount of notes, equivalent to a conversion price of approximately $11.9962 per share of common stock, subject to adjustment in certain events.
Documents
Issuer
GSV Capital Corp.
CIK 0001509470
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0001509470
Filing Metadata
- Form type
- 4
- Filed
- Feb 27, 7:00 PM ET
- Accepted
- Feb 28, 9:48 AM ET
- Size
- 10.3 KB