4//SEC Filing
Five9, Inc. 4
Accession 0001288847-16-000110
$FIVNCIK 0001288847operating
Filed
Aug 31, 8:00 PM ET
Accepted
Sep 1, 4:58 PM ET
Size
15.9 KB
Accession
0001288847-16-000110
Insider Transaction Report
Form 4
Five9, Inc.FIVN
Welsh David S.
Director
Transactions
- Sale
Common Stock
2016-08-30$14.43/sh−5,245$75,685→ 31,476 total - Sale
Common Stock
2016-08-30$14.10/sh−342,256$4,825,810→ 1,594,079 total(indirect: See Footnote) - Sale
Common Stock
2016-08-30$14.46/sh−39,130$565,820→ 15,000 total - Sale
Common Stock
2016-08-30$14.10/sh−296,028$4,173,995→ 1,378,766 total(indirect: See Footnote) - Sale
Common Stock
2016-08-30$14.10/sh−168,160$2,371,056→ 783,213 total(indirect: See Footnote) - Sale
Common Stock
2016-08-30$14.10/sh−143,556$2,024,140→ 668,619 total(indirect: See Footnote)
Footnotes (7)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.34 to $14.61, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F2]The reported shares are owned directly by David Welsh, who is a partner of Adams Street Partners, LLC ("ASP"). ASP is the managing member of the general partner of Adams Street 2008 Direct Fund, L.P. ("AS 2008"), Adams Street 2009 Direct Fund, L.P. ("AS 2009"), Adams Street 2010 Direct Fund, L.P. ("AS 2010") and the managing member of the general partner of the general partner of Adams Street 2011 Direct Fund L.P. ("AS 2011") (such funds collectively, the "Funds"). By agreement with the Funds, Mr. Welsh is deemed to hold the shares for the benefit of the Funds. Mr. Welsh disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.42 to $14.44, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F4]The reported securities are owned directly by AS 2008 (the "Shares") and indirectly by ASP as the managing member of the general partner of AS 2008. The securities owned by AS 2008 may be deemed to be beneficially owned by ASP and David S. Welsh, who is a partner of ASP, and may be deemed to have shared voting and investment power over the shares. Mr. Welsh disclaims beneficial ownership of the Shares except to the extent of his pecuniary interest therein.
- [F5]The reported securities are owned directly by AS 2009 (the "Shares") and indirectly by ASP as the managing member of the general partner of AS 2009. The securities owned by AS 2009 may be deemed to be beneficially owned by ASP and David S. Welsh, who is a partner of ASP, and may be deemed to have shared voting and investment power over the shares. Mr. Welsh disclaims beneficial ownership of the Shares except to the extent of his pecuniary interest therein.
- [F6]The reported securities are owned directly by AS 2010 (the "Shares") and indirectly by ASP as the managing member of the general partner of AS 2010. The securities owned by AS 2010 may be deemed to be beneficially owned by ASP and David S. Welsh, who is a partner of ASP, and may be deemed to have shared voting and investment power over the shares. Mr. Welsh disclaims beneficial ownership of the Shares except to the extent of his pecuniary interest therein.
- [F7]The reported securities are owned directly by AS 2011 (the "Shares") and indirectly by ASP as the managing member of the general partner of AS 2011. The securities owned by AS 2011 may be deemed to be beneficially owned by ASP and David S. Welsh, who is a partner of ASP, and may be deemed to have shared voting and investment power over the shares. Mr. Welsh disclaims beneficial ownership of the Shares except to the extent of his pecuniary interest therein.
Documents
Issuer
Five9, Inc.
CIK 0001288847
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001288847
Filing Metadata
- Form type
- 4
- Filed
- Aug 31, 8:00 PM ET
- Accepted
- Sep 1, 4:58 PM ET
- Size
- 15.9 KB