NELSON CAROL K 4
4 · CASCADE FINANCIAL CORP · Filed Feb 22, 2005
Insider Transaction Report
Form 4
NELSON CAROL K
CEO, President
Transactions
- Exercise/Conversion
Common Stock
2005-02-18$5.55/sh+9,469$52,509→ 15,280 total - Sale
Common Stock
2005-02-18$19.52/sh−5,200$101,504→ 10,080 total - Exercise/Conversion
Options to Purchase Common Stock
2005-02-18−9,469→ 168,872 totalExercise: $5.55From: 2001-01-25Exp: 2011-01-25→ Common Stock (9,469 underlying)
Footnotes (2)
- [F1]The following shares that are indirectly held by the reporting person are not reflected on the above chart: a) 800 shares held by the Company's Employee Stock Ownership Plan; and b) 209.6356 shares held by the Company's 401(k) Plan. The 401(k) balance reflects contributions that have occured since the reporting person's last ownership report.
- [F2]20% of the options became exercisable on the date indicated. The remainder will become exercisable in four equal annual installments after that date.