|4Oct 5, 4:12 PM ET

Duggan Samuel W II 4

4 · Stereotaxis, Inc. · Filed Oct 5, 2011

Insider Transaction Report

Form 4
Period: 2011-10-03
Duggan Samuel W II
Chief Financial Officer
Transactions
  • Award

    Common Stock

    2011-10-03$1.04/sh+25,000$26,00025,000 total
  • Award

    Stock Appreciation Rights

    2011-10-03+175,000175,000 total
    Exercise: $1.04From: 2012-10-03Exp: 2021-01-03Common Stock (175,000 underlying)
Footnotes (3)
  • [F1]Grant to reporting person of restricted stock having a fair market value of $1.04 per share on the date of grant. The shares are subject to forfeiture if certain performance criteria are not achieved over time.
  • [F2]The stock appreciation rights vest as follows: (1) 25% vest one year after the date of grant, and (2) the remaining 75% vest ratably per month over the next three years.
  • [F3]Price is not applicable to acquisitions resulting from grants of stock appreciation rights.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT