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4//SEC Filing

Boruff Christopher P 4

Accession 0001289419-12-000375

CIK 0001289419other

Filed

Nov 1, 8:00 PM ET

Accepted

Nov 2, 3:31 PM ET

Size

10.8 KB

Accession

0001289419-12-000375

Insider Transaction Report

Form 4
Period: 2012-11-01
Boruff Christopher P
President, Advisor Software
Transactions
  • Exercise/Conversion

    Common Stock

    2012-11-01$8.57/sh+2,500$21,42573,389 total
  • Sale

    Common Stock

    2012-11-01$63.32/sh400$25,32972,989 total
  • Sale

    Common Stock

    2012-11-01$64.36/sh2,100$135,15570,889 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2012-11-012,5000 total
    Exercise: $8.57Exp: 2013-05-01Common Stock (2,500 underlying)
Footnotes (4)
  • [F1]The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 31, 2012.
  • [F2]The options became exercisable in four equal installments on May 1, 2004, 2005, 2006 and 2007.
  • [F3]The transaction was executed in multiple trades at prices ranging from $62.93 to $63.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
  • [F4]The transaction was executed in multiple trades at prices ranging from $64.23 to $64.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

Issuer

Morningstar, Inc.

CIK 0001289419

Entity typeother

Related Parties

1
  • filerCIK 0001323950

Filing Metadata

Form type
4
Filed
Nov 1, 8:00 PM ET
Accepted
Nov 2, 3:31 PM ET
Size
10.8 KB