4//SEC Filing
Luppi Kenneth J 4
Accession 0001289922-09-000001
CIK 0000879682other
Filed
Jun 2, 8:00 PM ET
Accepted
Jun 3, 5:15 PM ET
Size
29.2 KB
Accession
0001289922-09-000001
Insider Transaction Report
Form 4
PLC SYSTEMS INCPLCSF
Luppi Kenneth J
VP, Operations
Transactions
- Disposition to Issuer
Stock Option (Right to Buy)
2009-06-03−15,500→ 0 totalExercise: $0.56Exp: 2010-10-26→ Common Stock (15,500 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2009-06-03−55,333→ 0 totalExercise: $0.45Exp: 2013-03-25→ Common Stock (55,333 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2009-06-03−30,000→ 0 totalExercise: $0.69Exp: 2013-08-05→ Common Stock (30,000 underlying) - Award
Stock Option (Right to Buy)
2009-06-03+463,560→ 463,560 totalExercise: $0.24Exp: 2014-06-02→ Common Stock (463,560 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2009-06-03−72,727→ 0 totalExercise: $0.55Exp: 2015-05-23→ Common Stock (72,727 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2009-06-03−80,000→ 0 totalExercise: $0.81Exp: 2014-05-18→ Common Stock (80,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2009-06-03−50,000→ 0 totalExercise: $0.55Exp: 2011-12-18→ Common Stock (50,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2009-06-03−10,000→ 0 totalExercise: $0.65Exp: 2011-07-29→ Common Stock (10,000 underlying)
Footnotes (14)
- [F1]The cancelled option was fully vested.
- [F10]The cancelled option provided for vesting in three equal annual installments beginning on the one-year anniversary of the date of grant.
- [F11]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on June 13, 2007.
- [F12]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on June 18, 2008.
- [F13]The option provides for 1/3 of the underlying number of shares to vest on the one-year anniversary of the date of grant and an additional 1/12 of the underlying number of shares to vest at the end of each successive three-month period following the one-year anniversary of the date of grant.
- [F14]On June 3, 2009, the issuer granted the reporting person an option for the same number of shares as were underlying the options that were cancelled on the same date pursuant to the issuer's option exchange program.
- [F2]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on October 27, 2000.
- [F3]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on July 30, 2001.
- [F4]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on December 19, 2001.
- [F5]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on March 26, 2003.
- [F6]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on August 6, 2003.
- [F7]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 19, 2004.
- [F8]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 24, 2005.
- [F9]On June 3, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on May 17, 2006.
Documents
Issuer
PLC SYSTEMS INC
CIK 0000879682
Entity typeother
Related Parties
1- filerCIK 0001289922
Filing Metadata
- Form type
- 4
- Filed
- Jun 2, 8:00 PM ET
- Accepted
- Jun 3, 5:15 PM ET
- Size
- 29.2 KB