Baxter Gregory H.A. 4
4 · Turning Point Brands, Inc. · Filed May 10, 2023
Insider Transaction Report
Form 4
Baxter Gregory H.A.
Director
Transactions
- Award
Common Stock
2023-05-08$21.77/sh+3,216$70,012→ 39,732 total
Holdings
- 14,344
Options (2014)
Exercise: $3.83Exp: 2024-08-08→ Common Stock (14,344 underlying)
Footnotes (3)
- [F1]Grant pursuant to the Issuer's 2006 Equity Incentive Plan.
- [F2]The options vested and became exercisable as to 50% of the underlying shares on August 8, 2014, 25% of the underlying shares on August 8, 2015 and 25% of the underlying shares on August 8, 2016.
- [F3]The reported transaction involved the reporting person's receipt of a grant of 3,216 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly 3,216 awarded restricted stock units and 36,516 shares of common stock.