4//SEC Filing
Wexler Lawrence 4
Accession 0001290677-24-000008
CIK 0001290677other
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 5:22 PM ET
Size
17.1 KB
Accession
0001290677-24-000008
Insider Transaction Report
Form 4
Wexler Lawrence
Director
Transactions
- Award
Common Stock
2024-02-01$24.84/sh+21,080$523,627→ 381,803 total - Award
Common Stock
2024-02-01$24.84/sh+934$23,201→ 371,494 total - Tax Payment
Common Stock
2024-02-01$24.84/sh−11,243$279,276→ 370,560 total
Holdings
- 26,500
Options
Exercise: $21.21Exp: 2028-03-07→ Common Stock (26,500 underlying) - 20,000
Options
Exercise: $14.85Exp: 2030-03-18→ Common Stock (20,000 underlying) - 15,900
Options
Exercise: $51.75Exp: 2031-02-18→ Common Stock (15,900 underlying) - 35,500
Options
Exercise: $47.58Exp: 2029-03-20→ Common Stock (35,500 underlying) - 16,819
Options
Exercise: $15.41Exp: 2027-05-17→ Common Stock (16,819 underlying) - 4,695
Options
Exercise: $3.83Exp: 2024-08-08→ Common Stock (4,695 underlying)
Footnotes (11)
- [F1]The options vested and became exercisable as to 50% of the underlying shares on August 8, 2014, 25% of the underlying shares on August 8, 2015 and 25% of the underlying shares on August 8, 2016.
- [F10]The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on February 1, 2024. The total reported in Column 5 includes 6,691 restricted stock units and 363,869 shares of common stock.
- [F11]The reported transaction involves shares received as dividends related to performance restricted stock units that the performance criteria were met on February 1, 2024. The total reported in Column 5 includes 6,691 restricted stock units and 364,803 shares of common stock
- [F2]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.
- [F3]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.
- [F4]Granted pursuant to the issuer's 2006 Equity Incentive Plan.
- [F5]Granted pursuant to the issuer's 2015 Equity Incentive Plan.
- [F6]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.
- [F7]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.
- [F8]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.
- [F9]Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2019. The compensation committee of the Board of Directors determined that the performance criteria were met on February 1, 2024. The total reported in Column 5 includes 6,691 restricted stock units and 375,112 shares of common stock.
Documents
Issuer
Turning Point Brands, Inc.
CIK 0001290677
Entity typeother
Related Parties
1- filerCIK 0001660246
Filing Metadata
- Form type
- 4
- Filed
- Feb 4, 7:00 PM ET
- Accepted
- Feb 5, 5:22 PM ET
- Size
- 17.1 KB