4/A//SEC Filing
Reformina Luis 4/A
Accession 0001290677-24-000025
CIK 0001290677other
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 9:30 PM ET
Size
15.5 KB
Accession
0001290677-24-000025
Insider Transaction Report
Form 4/AAmended
Reformina Luis
Sr VP, CFO
Transactions
- Award
Common Stock
2024-03-01$26.52/sh+1,599$42,405→ 9,577 total - Tax Payment
Common Stock
2024-03-01$26.52/sh−592$15,700→ 8,985 total - Award
Common Stock
2024-03-01$26.52/sh+5,588$148,194→ 14,573 total
Holdings
- 4,000
Options
Exercise: $30.46Exp: 2032-03-14→ Common Stock (4,000 underlying) - 12,000
Options
Exercise: $47.76Exp: 2031-05-03→ Common Stock (12,000 underlying) - 4,500
Options
Exercise: $51.75Exp: 2031-02-18→ Common Stock (4,500 underlying) - 4,000
Options
Exercise: $14.85Exp: 2030-03-18→ Common Stock (4,000 underlying) - 25,000
Options
Exercise: $20.89Exp: 2029-10-24→ Common Stock (25,000 underlying)
Footnotes (9)
- [F1]Granted pursuant to the issuer's 2015 Equity Incentive Plan
- [F2]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.
- [F3]The options vest and become exercisable as to 34% of the underlying shares on January 1. 2021. 33% of the underlying shares on January 1, 2022, and 33% of the underlying shares on January 1, 2023.
- [F4]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023, and 33% of the underlying shares on January 1, 2024.
- [F5]Granted pursuant to the issuer's 2021 Equity Incentive Plan.
- [F6]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024, and 33% of the underlying shares on January 1, 2025.
- [F7]Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 1, 2024. The total reported in Column 5 includes 7,328 restricted stock units and 2,249 shares of common stock.
- [F8]The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 1, 2024. The total reported in Column 5 includes 7,328 restricted stock units and 1,657 shares of common stock.
- [F9]The reported transaction involved the reporting person's receipt of a grant of 5,588 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 12,916 awarded restricted stock units and 1,657 shares of common stock.
Documents
Issuer
Turning Point Brands, Inc.
CIK 0001290677
Entity typeother
Related Parties
1- filerCIK 0001858265
Filing Metadata
- Form type
- 4/A
- Filed
- Mar 4, 7:00 PM ET
- Accepted
- Mar 5, 9:30 PM ET
- Size
- 15.5 KB