4//SEC Filing
Wexler Lawrence 4
Accession 0001290677-24-000056
CIK 0001290677other
Filed
May 9, 8:00 PM ET
Accepted
May 10, 6:18 PM ET
Size
15.2 KB
Accession
0001290677-24-000056
Insider Transaction Report
Form 4
Wexler Lawrence
Director
Transactions
- Award
Common Stock
2024-05-08$33.13/sh+2,415$80,009→ 370,434 total - Tax Payment
Common Stock
2024-05-08$33.13/sh−2,733$90,544→ 367,701 total
Holdings
- 15,900
Options
Exercise: $51.75Exp: 2031-02-18→ Common Stock (15,900 underlying) - 35,500
Options
Exercise: $47.58Exp: 2029-03-20→ Common Stock (35,500 underlying) - 20,000
Options
Exercise: $14.85Exp: 2030-03-18→ Common Stock (20,000 underlying) - 16,819
Options
Exercise: $15.41Exp: 2027-05-17→ Common Stock (16,819 underlying) - 26,500
Options
Exercise: $21.21Exp: 2028-03-07→ Common Stock (26,500 underlying) - 4,695
Options
Exercise: $3.83Exp: 2024-08-08→ Common Stock (4,695 underlying)
Footnotes (10)
- [F1]The options vested and became exercisable as to 50% of the underlying shares on August 8, 2014, 25% of the underlying shares on August 8, 2015 and 25% of the underlying shares on August 8, 2016.
- [F10]The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 5/8/2024.
- [F2]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.
- [F3]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.
- [F4]Granted pursuant to the issuer's 2006 Equity Incentive Plan.
- [F5]Granted pursuant to the issuer's 2015 Equity Incentive Plan.
- [F6]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.
- [F7]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.
- [F8]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.
- [F9]The reported transaction involved the reporting person's receipt of a grant of 2,415 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly awarded 2,415 restricted stock units and 368,019 shares of common stock.
Documents
Issuer
Turning Point Brands, Inc.
CIK 0001290677
Entity typeother
Related Parties
1- filerCIK 0001660246
Filing Metadata
- Form type
- 4
- Filed
- May 9, 8:00 PM ET
- Accepted
- May 10, 6:18 PM ET
- Size
- 15.2 KB