Turning Point Brands, Inc.·4

Jun 18, 5:01 PM ET

De Plano Lorenzo 4

4 · Turning Point Brands, Inc. · Filed Jun 18, 2024

Insider Transaction Report

Form 4
Period: 2024-06-17
De Plano Lorenzo
Chief Strategy Officer
Transactions
  • Purchase

    Common Stock

    2024-06-17$31.80/sh+4,000$127,20034,896 total
Holdings
  • Options (2021)

    Exercise: $51.75Exp: 2031-02-18Common Stock (2,100 underlying)
    2,100
  • Options (2022)

    Exercise: $30.46Exp: 2032-03-14Common Stock (2,500 underlying)
    2,500
  • Options (2020)

    Exercise: $14.85Exp: 2030-03-18Common Stock (1,386 underlying)
    1,386
Footnotes (4)
  • [F1]Options granted under the Turning Point Brands, Inc. 2015 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.
  • [F2]Options granted under the Turning Point Brands, Inc. 2015 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.
  • [F3]Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 34% of the underlying shares on January 1, 2023, 33% of the underlying shares on January 1, 2024 and 33% of the underlying shares on January 1, 2025.
  • [F4]The total reported in Column 5 includes 7,179 restricted stock units and 27,717 shares of common stock.

Documents

1 file
  • 4
    form4.xmlPrimary