Baxter Gregory H.A. 4
4 · Turning Point Brands, Inc. · Filed Aug 7, 2024
Insider Transaction Report
Form 4
Baxter Gregory H.A.
Director
Transactions
- Tax Payment
Common Stock
2024-08-06$35.70/sh−6,661$237,798→ 48,544 total - Exercise/Conversion
Common Stock
2024-08-06$3.83/sh+14,344$54,938→ 55,205 total - Exercise/Conversion
Options (2014)
2024-08-06$3.83/sh−14,344$54,938→ 0 totalExercise: $3.83Exp: 2024-08-08→ Common Stock (14,344 underlying)
Footnotes (4)
- [F1]Grant pursuant to the Issuer's 2006 Equity Incentive Plan.
- [F2]The options vested and became exercisable as to 50% of the underlying shares on August 8, 2014, 25% of the underlying shares on August 8, 2015 and 25% of the underlying shares on August 8, 2016.
- [F3]The reported transaction involved the reporting person's exercise of 14,344 options granted under Turning Point Brands, Inc,'s 2006 Equity Incentive Plan. The total reported in Column 5 includes 2,415 restricted stock units and 52,790 shares of common stock.
- [F4]The reported transaction involves shares withheld for the payment of taxes and exercise costs related to the options exercised 8/6/2024.