4//SEC Filing
Wolf James G. 4
Accession 0001290929-23-000006
CIK 0000316253other
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 1:15 PM ET
Size
12.1 KB
Accession
0001290929-23-000006
Insider Transaction Report
Form 4
Wolf James G.
10% Owner
Transactions
- Conversion
Short Put Option (obligation to buy)
2023-01-23−2,287→ 0 totalExercise: $2.50From: 2022-11-01Exp: 2023-01-20→ Common Stock, $0.01 par value (228,700 underlying) - Conversion
Short Put Option (obligation to buy)
2023-01-23−345→ 0 totalExercise: $5.00From: 2022-10-28Exp: 2023-01-20→ Common Stock, $0.01 par value (34,500 underlying) - Conversion
Common Stock, $0.01 par value
2023-01-23$5.00/sh+34,500$172,500→ 4,078,200 total - Conversion
Common Stock, $0.01 par value
2023-01-23$2.50/sh+228,700$571,750→ 4,043,700 total
Holdings
- 418,500(indirect: See Footnote)
Common Stock, $0.01 par value
Footnotes (3)
- [F1]The counterparty to certain of the Reporting Person's outstanding short put options exercised such options and the Reporting Person was obligated to purchase these shares at an exercise price of $2.50 per share.
- [F2]The counterparty to certain of the Reporting Person's outstanding short put options exercised such options and the Reporting Person was obligated to purchase these shares at an exercise price of $5.00 per share.
- [F3]These 418,500 shares owned indirectly by the Reporting Person include 116,000 shares held in qualified retirement accounts in the name, and for the benefit, of the Reporting Person, 22,000 shares held in qualified retirement accounts in the name, and for the benefit, of the Reporting Person's spouse, 110,000 shares owned directly by the Reporting Person's sibling and 170,500 shares owned directly by adult children of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any.
Documents
Issuer
ENZO BIOCHEM INC
CIK 0000316253
Entity typeother
Related Parties
1- filerCIK 0001419248
Filing Metadata
- Form type
- 4
- Filed
- Jan 22, 7:00 PM ET
- Accepted
- Jan 23, 1:15 PM ET
- Size
- 12.1 KB