4//SEC Filing
Wolf James G. 4
Accession 0001290929-23-000008
CIK 0000316253other
Filed
Feb 12, 7:00 PM ET
Accepted
Feb 13, 9:41 PM ET
Size
19.2 KB
Accession
0001290929-23-000008
Insider Transaction Report
Form 4
Wolf James G.
10% Owner
Transactions
- Purchase
Common Stock, $0.01 par value
2023-02-10$1.29/sh+5,000$6,450→ 4,095,000 total - Purchase
Common Stock, $0.01 par value
2023-02-13$1.28/sh+5,000$6,425→ 4,100,000 total - Purchase
Common Stock, $0.01 par value
2023-02-13$1.29/sh+5,000$6,450→ 115,000 total(indirect: See Footnote) - Sale
Long Call Option (right to buy)
2023-02-13$0.19/sh−324$62→ 483 totalExercise: $5.00From: 2022-10-28Exp: 2023-04-21→ Common Stock, $0.01 par value (32,400 underlying) - Sale
Short Put Option (obligation to buy)
2023-02-13$1.01/sh+324$327→ 324 totalExercise: $2.50From: 2023-02-13Exp: 2023-07-21→ Common Stock, $0.01 par value (32,400 underlying) - Sale
Short Put Option (obligation to buy)
2023-02-13$0.03/sh−750$23→ 0 totalExercise: $7.50From: 2022-10-28Exp: 2023-04-21→ Common Stock, $0.01 par value (75,000 underlying) - Sale
Short Put Option (obligation to buy)
2023-02-13$1.12/sh+750$840→ 2,163 totalExercise: $2.50From: 2023-02-13Exp: 2023-04-21→ Common Stock, $0.01 par value (75,000 underlying)
Holdings
- 308,500(indirect: See Footnote)
Common Stock, $0.01 par value
- 1,000
Long Call Option (right to buy)
Exercise: $2.50From: 2022-10-28Exp: 2023-04-21→ Common Stock, $0.01 par value (100,000 underlying)
Footnotes (2)
- [F1]The transaction was completed in the name and for the benefit of the Reporting Person's sibling. The Reporting Person maintains a power of attorney granted by the Reporting Person's sibling with respect to these shares, including voting and dispositive power over the shares. The Reporting Person has no pecuniary interest in the shares and disclaims beneficial ownership of the securities held by his sibling. This report will not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F2]The 308,500 shares owned indirectly by the Reporting Person include 116,000 shares held in qualified retirement accounts in the name, and for the benefit, of the Reporting Person, 22,000 shares held in qualified retirement accounts in the name, and for the benefit, of the Reporting Person's spouse and 170,500 shares owned directly by adult children of the Reporting Person.
Documents
Issuer
ENZO BIOCHEM INC
CIK 0000316253
Entity typeother
Related Parties
1- filerCIK 0001419248
Filing Metadata
- Form type
- 4
- Filed
- Feb 12, 7:00 PM ET
- Accepted
- Feb 13, 9:41 PM ET
- Size
- 19.2 KB