JOHNSON CONTROLS INC 4

4 · JOHNSON CONTROLS INC · Filed Dec 7, 2004

Form 4

Period: 2004-12-03

Vice President

Transactions

Award
Phantom Stock Units - LTPP
2004-12-03$61.90/sh+2,180.94$135,000→ 9,350.13 total
→ Common Stock (2,180.94 underlying)

Holdings

Stock Appreciation Rights
Exercise: $28.89From: 2000-11-18Exp: 2008-11-18→ Common Stock (12,000 underlying)
12,000
Stock Appreciation Rights
Exercise: $29.20From: 2001-11-17Exp: 2009-11-17→ Common Stock (10,000 underlying)
10,000
Stock Appreciation Rights
Exercise: $61.69From: 2006-11-17Exp: 2014-11-17→ Common Stock (14,000 underlying)
14,000
Phantom Stock Units - EICP
→ Common Stock (988.174 underlying)
988.174
Stock Appreciation Rights
Exercise: $52.55From: 2005-11-19Exp: 2013-11-19→ Common Stock (8,500 underlying)
8,500
Common Stock
(indirect: By Trust)
1,337.36

Footnotes (6)

[F1]The number of underlying securities is based on the stock fund balance on December 6, 2004. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a December 6, 2004, stock fund price of $61.48 per share.
[F2]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
[F3]The phantom stock units were accrued under the Johnson Controls Executive Incentive Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement.
[F4]The phantom stock units were accrued under the Johnson Controls Long-Term Performance Plan and are to be settled 100% in cash upon the reporting person's retirement.
[F5]The options were granted as Stock Appreciation Rights and are to be settled 100% in cash upon exercise.
[F6]Fifty percent of the options vest after two years and the remaining 50% vests after three years.

Documents

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