4//SEC Filing
JOHNSON CONTROLS INC 4
Accession 0001292879-04-000003
CIK 0000053669operating
Filed
Dec 6, 7:00 PM ET
Accepted
Dec 7, 6:09 PM ET
Size
17.2 KB
Accession
0001292879-04-000003
Insider Transaction Report
Form 4
Su Michael D
Vice President
Transactions
- Award
Phantom Stock Units - LTPP
2004-12-03$61.90/sh+2,180.94$135,000→ 9,350.13 total→ Common Stock (2,180.94 underlying)
Holdings
- 12,000
Stock Appreciation Rights
Exercise: $28.89From: 2000-11-18Exp: 2008-11-18→ Common Stock (12,000 underlying) - 10,000
Stock Appreciation Rights
Exercise: $29.20From: 2001-11-17Exp: 2009-11-17→ Common Stock (10,000 underlying) - 14,000
Stock Appreciation Rights
Exercise: $61.69From: 2006-11-17Exp: 2014-11-17→ Common Stock (14,000 underlying) - 988.174
Phantom Stock Units - EICP
→ Common Stock (988.174 underlying) - 8,500
Stock Appreciation Rights
Exercise: $52.55From: 2005-11-19Exp: 2013-11-19→ Common Stock (8,500 underlying) - 1,337.36(indirect: By Trust)
Common Stock
Footnotes (6)
- [F1]The number of underlying securities is based on the stock fund balance on December 6, 2004. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a December 6, 2004, stock fund price of $61.48 per share.
- [F2]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F3]The phantom stock units were accrued under the Johnson Controls Executive Incentive Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F4]The phantom stock units were accrued under the Johnson Controls Long-Term Performance Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F5]The options were granted as Stock Appreciation Rights and are to be settled 100% in cash upon exercise.
- [F6]Fifty percent of the options vest after two years and the remaining 50% vests after three years.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeoperating
IncorporatedWI
Related Parties
1- filerCIK 0000053669
Filing Metadata
- Form type
- 4
- Filed
- Dec 6, 7:00 PM ET
- Accepted
- Dec 7, 6:09 PM ET
- Size
- 17.2 KB