Su Michael D 4

4 · JOHNSON CONTROLS INC · Filed Jan 25, 2005

Form 4

Period: 2005-01-21

Vice President

Transactions

Exercise/Conversion
Stock Appreciation Rights
2005-01-21$28.89/sh−12,000$346,688→ 0 total
Exercise: $28.89From: 2000-11-18Exp: 2008-11-18→ Common Stock (12,000 underlying)
Exercise/Conversion
Common Stock
2005-01-21$28.89/sh+12,000$346,688→ 12,000 total
Disposition to Issuer
Common Stock
2005-01-21$60.15/sh−12,000$721,740→ 0 total

Holdings

Stock Appreciation Rights
Exercise: $52.55From: 2005-11-19Exp: 2013-11-19→ Common Stock (8,500 underlying)
8,500
Stock Appreciation Rights
Exercise: $61.69From: 2006-11-17Exp: 2014-11-17→ Common Stock (14,000 underlying)
14,000
Phantom Stock Units - LTPP
→ Common Stock (9,387.357 underlying)
9,387.357
Common Stock
(indirect: By Trust)
1,344.344
Phantom Stock Units - EICP
→ Common Stock (992.108 underlying)
992.108
Stock Appreciation Rights
Exercise: $29.20From: 2001-11-17Exp: 2009-11-17→ Common Stock (10,000 underlying)
10,000

Footnotes (8)

[F1]The number of underlying securities is based on the stock fund balance on January 24, 2005. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a January 24, 2005, stock fund price of $59.00 per share.
[F2]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
[F3]The phantom stock units were accrued under the Johnson Controls Executive Incentive Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement.
[F4]Includes 3.934 phantom stock units acquired through the reinvestment of dividends on January 3, 2005, at a price of $63.29 per unit.
[F5]The phantom stock units were accrued under the Johnson Controls Long-Term Performance Plan and are to be settled 100% in cash upon the reporting person's retirement.
[F6]Includes 37.227 phantom stock units acquired through the reinvestment of dividends on January 3, 2005, at a price of $63.29 per unit.
[F7]The options were granted as Stock Appreciation Rights and are to be settled 100% in cash upon exercise.
[F8]Fifty percent of the options vest after two years and the remaining 50% vests after three years.

Documents

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