4//SEC Filing
Su Michael D 4
Accession 0001292879-06-000001
CIK 0000053669other
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 6:51 PM ET
Size
20.6 KB
Accession
0001292879-06-000001
Insider Transaction Report
Form 4
Su Michael D
Vice President
Transactions
- Exercise/Conversion
Common Stock
2006-01-03$29.20/sh+10,000$292,032→ 12,000 total - Exercise/Conversion
Stock Appreciation Rights
2006-01-03$29.20/sh−10,000$292,032→ 0 totalExercise: $29.20From: 2001-11-17Exp: 2009-11-17→ Common Stock (10,000 underlying) - Disposition to Issuer
Common Stock
2006-01-03$73.10/sh−10,000$731,000→ 2,000 total
Holdings
- 1,008.81
Phantom Stock Units - EICP
→ Common Stock (1,008.81 underlying) - 11,254.916
Phantom Stock Units - LTPP
→ Common Stock (11,254.916 underlying) - 14,000
Stock Appreciation Rights
Exercise: $61.69From: 2006-11-17Exp: 2014-11-17→ Common Stock (14,000 underlying) - 1,356.269(indirect: By Trust)
Common Stock
- 10,000
Stock Appreciation Rights
Exercise: $40.12From: 2003-11-14Exp: 2011-11-14→ Common Stock (10,000 underlying) - 8,500
Stock Appreciation Rights
Exercise: $52.55From: 2005-11-19Exp: 2013-11-19→ Common Stock (8,500 underlying) - 14,000
Stock Appreciation Righrts
Exercise: $67.69From: 2007-11-16Exp: 2015-11-16→ Common Stock (14,000 underlying)
Footnotes (8)
- [F1]The number of underlying securities is based on the stock fund balance on January 4, 2006. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a January 4, 2006 stock fund price of $75.17 per share.
- [F2]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F3]The phantom stock units were accrued under the Johnson Controls Executive Incentive Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F4]Includes 3.798 phantom stock units acquired through reinvestment of dividends on January 3, 2006, at a price of $74.10 per phantom unit.
- [F5]The phantom stock units were accrued under the Johnson Controls Long-Term Performance Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F6]The options were granted as Stock Appreciation Rights and are to be settled 100% in cash upon exercise.
- [F7]Fifty percent of the options vest after two years and the remaining 50% vests after three years.
- [F8]Includes 42.372 phantom stock units acquired through reinvestment of dividends on January 3, 2006, at a price of $74.10 per phantom unit.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeother
Related Parties
1- filerCIK 0001292879
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 6:51 PM ET
- Size
- 20.6 KB