JOHNSON CONTROLS INC 4

4 · JOHNSON CONTROLS INC · Filed Oct 4, 2006

Insider Transaction Report

Form 4

Period: 2006-10-02

JOHNSON CONTROLS INCJCI

Su Michael D

Vice President

Transactions

Award
Stock Appreciation Righrts
2006-10-02$71.89/sh+7,000$503,265→ 7,000 total
Exercise: $71.89From: 2008-10-02Exp: 2016-10-02→ Common Stock (7,000 underlying)

Holdings

Phantom Stock Units - LTIP
→ Common Stock (11,379.129 underlying)
11,379.129
Common Stock
(indirect: By Trust)
1,375.388
Stock Appreciation Rights
Exercise: $52.55From: 2005-11-19Exp: 2013-11-19→ Common Stock (8,500 underlying)
8,500
Stock Appreciation Rights
Exercise: $61.69From: 2006-11-17Exp: 2014-11-17→ Common Stock (14,000 underlying)
14,000
Stock Appreciation Righrts
Exercise: $67.69From: 2007-11-16Exp: 2015-11-16→ Common Stock (14,000 underlying)
14,000
Common Stock
2,000
Phantom Stock Units - Annual Incentive Plan
→ Common Stock (1,019.944 underlying)
1,019.944
Stock Appreciation Rights
Exercise: $40.30From: 2004-11-20Exp: 2012-11-20→ Common Stock (10,000 underlying)
10,000

Footnotes (8)

[F1]The number of underlying securities is based on the stock fund balance on September 29, 2006. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a September 29, 2006 stock fund price of $71.74 per share.
[F2]Each share of phantom stock is the economic equivalent of one share of Johnson Controls common stock. Shares of phantom stock are payable in cash following the reporting person's termination of employment with the company and may be transferred by the reporting person into an alternative investment account at any time.
[F3]The phantom stock units were accrued under the Johnson Controls Annual Incentive Plan and are to be settled 100% in cash upon the reporting person's termination of employment with the company.
[F4]Includes 7.413 phantom stock units acquired through reinvestment of dividends on June 30 and September 29, 2006, at prices ranging from $71.74 to $82.225 per phantom unit.
[F5]The phantom stock units were accrued under the Johnson Controls Long-Term Incentive Plan and are to be settled 100% in cash upon the reporting person's termination of employment with the company.
[F6]Includes 82.71 phantom stock units acquired through reinvestment of dividends on June 30 and September 29, 2006, at prices ranging from $71.74 to $82.225 per phantom unit.
[F7]The options were granted as Stock Appreciation Rights and are to be settled 100% in cash upon exercise.
[F8]Fifty percent of the options vest after two years and the remaining 50% vests after three years.

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