Kliman Gilbert H 4

4 · GLAUKOS Corp · Filed Jun 1, 2026

AI-generated summary of this filing

Updated Jun 1, 2026

Glaukos (GKOS) Director Gilbert Kliman Receives RSU Award

What Happened

Gilbert H. Kliman, a director of Glaukos Corp (GKOS), was granted a total of 4,865 restricted stock units (RSUs) on 2026-05-28: 1,878 RSUs (shares) and 2,987 RSUs reported as derivative awards. All awards were granted at $0.00 per share (compensation awards), so the transaction value is reported as $0. These awards were granted under the issuer's Director Compensation Policy and are considered routine director compensation rather than open-market purchases or sales.

Key Details

Transaction date: 2026-05-28; Form 4 filed 2026-06-01 (timely filing).
Transaction code: A (award/grant). Price: $0.00 per share. Total RSUs granted: 4,865.
Vesting/delivery: Awards vest in full on the one‑year anniversary of grant and are payable in an equivalent number of common shares.
Footnote highlights: Filing notes these grants are under the Director Compensation Policy (vests in one year). It also states the filing includes 4,609 RSUs that have not vested or been delivered, plus some RSUs that have vested but for which delivery has been deferred.
Shares owned after transaction: Not specified in the filing.

Context

These were compensation awards to a board member (routine, non‑market transactions). RSUs are derivative awards that convert to shares upon vesting; they do not represent an immediate purchase or sale and do not necessarily signal the insider’s buying/selling intent.

Form 4

Period: 2026-05-28

Director

Transactions

Award
Common Stock
[F1][F2]
2026-05-28+1,878→ 37,406 total
Award
Stock Option (Right to Buy)
[F3]
2026-05-28+2,987→ 2,987 total
Exercise: $53.57From: 2027-05-28Exp: 2036-05-28→ Common Stock (2,987 underlying)

Footnotes (3)

[F1]Represents a grant of restricted stock units received by the Reporting Person pursuant to the Issuer's Director Compensation Policy. The units will vest in full on the one-year anniversary of the grant date and are payable in an equivalent number of shares of the Issuer's common stock.
[F2]Includes 4,609 restricted stock units that have not vested or been delivered to the Reporting Person, as well as restricted stock units that have vested but delivery of which has been deferred by the Reporting Person.
[F3]Granted pursuant to the Issuer's Director Compensation Policy. Vests in full on the one-year anniversary of grant date.

Signature

Diana Scherer, Attorney-in-Fact|2026-06-01

1 file