4/A//SEC Filing
ALLIANCE CAPITAL MANAGEMENT L P 4/A
Accession 0001293386-04-000207
CIK 0001109448operating
Filed
Dec 21, 7:00 PM ET
Accepted
Dec 22, 6:05 PM ET
Size
7.2 KB
Accession
0001293386-04-000207
Insider Transaction Report
Form 4/AAmended
ALLIANCE CAPITAL MANAGEMENT L PNOT PUBLIC
MASTERS SETH J
Executive Vice President
Transactions
- Other
units of limited partnership interest (Units)
2004-12-07$40.08/sh−8,160,000$327,028,320→ 16,320,000 total(indirect: by SCB Partners)
Footnotes (3)
- [F1]On December 7, 2004, SCB Partners Inc. ("Partners") delivered an exercise notice to AXA Financial, Inc. ("AXF") informing AXF of Partners' intention to require AXF (or its designee) to purchase 8,160,000 Units from Partners in accordance with the terms of a purchase agreement dated as of June 20, 2000 ("Purchase Agreement") among AXF, Alliance Capital Management L.P. and SCB Inc. ("SCB"). Such purchase was consummated on December 21, 2004. The purchase price of each Unit sold to AXF (or its designee) pursuant to the Purchase Agreement was determined by averaging the closing prices of a Holding Unit (as defined below) as quoted on the NYSE Composite Transaction Tape for the ten trading days ending on the fifth trading day following December 7, 2004.
- [F2]As used herein, the term "Holding Unit" means a unit representing assignments of beneficial ownership of limited partnership inte rests in Alliance Capital Management Holding L.P.
- [F3]Partners may be deemed to own beneficially and directly 16,320,000 Units. Partners is a direct, wholly-owned subsidiary of of SCB. SCB, through its ownership of Partners, may be deemed to own beneficially and indirectly 16,320,000 Units. SCB disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Reporting Person, by being a stockholder of SCB, may be deemed to own beneficially and indirectly 16,320,000 Units. Reporting Person disclaims benficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.
Documents
Issuer
ALLIANCE CAPITAL MANAGEMENT L P
CIK 0001109448
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001109448
Filing Metadata
- Form type
- 4/A
- Filed
- Dec 21, 7:00 PM ET
- Accepted
- Dec 22, 6:05 PM ET
- Size
- 7.2 KB