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ALLIANCEBERNSTEIN HOLDING L.P.·4

Jan 27, 4:48 PM ET

SHALETT LISA A 4

4 · ALLIANCEBERNSTEIN HOLDING L.P. · Filed Jan 27, 2009

Insider Transaction Report

Form 4
Period: 2009-01-23
ALLIANCEBERNSTEIN HOLDING L.P.AB
SHALETT LISA A
Global Head, Growth Equities
Transactions
  • Award

    Holding Unit option (right to buy)

    2009-01-23+142,451→ 142,451 total
    Exercise: $17.05From: 2010-01-23Exp: 2019-01-23→ Holding Units (142,451 underlying)
  • Award

    units rep. assignments of beneficial owner. of lp interests

    2009-01-23$17.05/sh+29,326$500,008→ 45,833 total(indirect: By Trust)
Holdings

  • Holding Units

    60,412
Footnotes (3)
  • [F1]Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("Holding Units")
  • [F2]Reporting Person notionally invested a portion of her 2008 award under an employee deferred compensation plan in Holding Units. In so doing, she may be deemed to have acquired 29,326 Holding Units. These Holding Units are held in a rabbi trust under the compenation plan until they are distributed to Reporting Person. The award vests (restrictions on Reporting Person's ability to sell the Holding Units lapse) in equal annual increments on each of December 1, 2009, 2010, 2011 and 2012.
  • [F3]The option vests in 20% increments on each of January 23, 2010, 2011, 2012, 2013 and 2014.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT