4//SEC Filing
SHALETT LISA A 4
Accession 0001293386-09-000035
CIK 0000825313other
Filed
Jan 26, 7:00 PM ET
Accepted
Jan 27, 4:48 PM ET
Size
9.0 KB
Accession
0001293386-09-000035
Insider Transaction Report
Form 4
SHALETT LISA A
Global Head, Growth Equities
Transactions
- Award
Holding Unit option (right to buy)
2009-01-23+142,451→ 142,451 totalExercise: $17.05From: 2010-01-23Exp: 2019-01-23→ Holding Units (142,451 underlying) - Award
units rep. assignments of beneficial owner. of lp interests
2009-01-23$17.05/sh+29,326$500,008→ 45,833 total(indirect: By Trust)
Holdings
- 60,412
Holding Units
Footnotes (3)
- [F1]Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("Holding Units")
- [F2]Reporting Person notionally invested a portion of her 2008 award under an employee deferred compensation plan in Holding Units. In so doing, she may be deemed to have acquired 29,326 Holding Units. These Holding Units are held in a rabbi trust under the compenation plan until they are distributed to Reporting Person. The award vests (restrictions on Reporting Person's ability to sell the Holding Units lapse) in equal annual increments on each of December 1, 2009, 2010, 2011 and 2012.
- [F3]The option vests in 20% increments on each of January 23, 2010, 2011, 2012, 2013 and 2014.
Documents
Issuer
ALLIANCEBERNSTEIN HOLDING L.P.
CIK 0000825313
Entity typeother
Related Parties
1- filerCIK 0001234352
Filing Metadata
- Form type
- 4
- Filed
- Jan 26, 7:00 PM ET
- Accepted
- Jan 27, 4:48 PM ET
- Size
- 9.0 KB