4//SEC Filing
SHALETT LISA A 4
Accession 0001293386-09-000089
CIK 0000825313other
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 7:20 PM ET
Size
7.6 KB
Accession
0001293386-09-000089
Insider Transaction Report
Form 4
SHALETT LISA A
Global Head, Growth Equities
Transactions
- Award
units rep. assignments of beneficial owner. of lp interests
2009-12-07$26.73/sh+94,650$2,529,995→ 129,365 total(indirect: By Trust)
Holdings
- 77,462
Holding
Footnotes (5)
- [F1]Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("Holding Units")
- [F2]The price set forth in the table is the closing price of a Holding Unit as reported for composite transactions on the New York Stock Exchange on December 7, 2009, the date the award was granted by the Compensation Committee of the Board of Directors of AllianceBernstein Corporation. This form was not filed within 48 hours of grant date because award amounts were not calculated and communicated to award recipients until the week of December 14, 2009.
- [F3]Reporting Person's 2009 incentive compensation award was notionally converted into Holding Units. She therefore may be deemed to have acquired 94,650 Holding Units. These Holding Units are held in a rabbi trust under the incentive compenation award program until they are distributed to Reporting Person. The award vests (subject to various agreements and covenants set forth in the award agreement) in equal annual increments on each of December 1, 2010, 2011, 2012 and 2013.
- [F4]On December 1, 2009, 11,454 Holding Units previously owned by Reporting Person through a rabbi trust under an incentive compensation award program were distributed to her.
- [F5]Total includes 346 Holding Units acquired through quarterly distribution reinvestment.
Documents
Issuer
ALLIANCEBERNSTEIN HOLDING L.P.
CIK 0000825313
Entity typeother
Related Parties
1- filerCIK 0001234352
Filing Metadata
- Form type
- 4
- Filed
- Dec 16, 7:00 PM ET
- Accepted
- Dec 17, 7:20 PM ET
- Size
- 7.6 KB