4//SEC Filing
HOWARD JOHN B 4
Accession 0001293386-10-000042
CIK 0000825313other
Filed
Dec 19, 7:00 PM ET
Accepted
Dec 20, 5:59 PM ET
Size
6.8 KB
Accession
0001293386-10-000042
Insider Transaction Report
Form 4
HOWARD JOHN B
SVP & Chief Financial Officer
Transactions
- Award
units rep. assignments of beneficial owner. of lp interests
2010-12-10$23.72/sh+163,243$3,872,124→ 163,243 total(indirect: By Trust)
Footnotes (3)
- [F1]Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("Holding Units").
- [F2]Reporting Person's 2010 incentive compensation award was made in the form of 57,847 Holding Units. In addition, Reporting Person was granted, in accordance with the terms and conditions of our incentive compensation award program, an additional award of 105,396 Holding Units as replacement equity for awards he forfeited upon joining AllianceBernstein. He therefore may be deemed to have acquired 163,243 Holding Units. Reporting Person's Holding Units are held in a rabbi trust under the incentive compensation award program until they vest and are distributed to Reporting Person. The awards vest (subject to various agreements and covenants set forth in the award agreement) in equal annual increments on each of December 1, 2011, 2012, 2013 and 2014.
- [F3]The price reflected in the table is the closing price of a Holding Unit as reported for New York Stock Exchange composite transactions on December 10, 2010, the date the award was approved by the Compensation Committee ("Committee") of the Board of Directors of AllianceBernstein Corporation. This form was not filed within 48 hours of the grant date because, on that date, the Committee authorized our Chief Executive Officer to finalize the exact amount of the award at a later date; our CEO finalized the award on December 16, 2010.
Documents
Issuer
ALLIANCEBERNSTEIN HOLDING L.P.
CIK 0000825313
Entity typeother
Related Parties
1- filerCIK 0001235137
Filing Metadata
- Form type
- 4
- Filed
- Dec 19, 7:00 PM ET
- Accepted
- Dec 20, 5:59 PM ET
- Size
- 6.8 KB