Home/Filings/4/0001293788-04-000012
4//SEC Filing

HANDLEY RICHARD L 4

Accession 0001293788-04-000012

CIK 0001020905other

Filed

Dec 13, 7:00 PM ET

Accepted

Dec 14, 4:46 PM ET

Size

26.1 KB

Accession

0001293788-04-000012

Insider Transaction Report

Form 4
Period: 2004-12-10
HANDLEY RICHARD L
SVP,Secretary,General Counsel
Transactions
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2004-12-10$10.31/sh50,000$515,6250 total
    Exercise: $13.69Exp: 2010-11-02Class A Common Stock (50,000 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2004-12-10$10.45/sh37,500$391,8750 total
    Exercise: $13.55Exp: 2013-11-07Class A Common Stock (37,500 underlying)
  • Disposition to Issuer

    Class A Common Stock

    2004-12-10$24.00/sh15,000$360,0000 total
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2004-12-1063,6000 total
    Exercise: $25.00Exp: 2007-05-21Class A Common Stock (63,600 underlying)
Footnotes (9)
  • [F1]Disposed of pursuant to an Agreement and Plan of Merger, dated as of October 20, 2004, between the Boca Resorts, Inc., Baton Holdings Inc. and Baton Acquisition Inc. in exchange for $24 per share on the effective date of the merger.
  • [F2]This option, which provided for vesting in four equal annual installments beginning 11/07/04, the first anniversary of the date of grant, was canceled in the merger in exchange for a cash payment of $391,875, representing the difference between the exercise price of the option and the market value of the underlying Class A common stock of Boca Resorts, Inc. on the effective date of the merger (i.e., $24 per share).
  • [F3]This option, which provided for vesting in four equal annual installments beginning 11/19/03, the first anniversary of the date of grant, was canceled in the merger in exchange for a cash payment of $481,500, representing the difference between the exercise price of the option and the market value of the underlying Class A common stock of Boca Resorts, Inc. on the effective date of the merger (i.e., $24 per share).
  • [F4]This option, which provided for vesting in four equal annual installments beginning 11/05/02, the first anniversary of the date of grant, was canceled in the merger in exchange for a cash payment of $550,500, representing the difference between the exercise price of the option and the market value of the underlying Class A common stock of Boca Resorts, Inc. on the effective date of the merger (i.e., $24 per share).
  • [F5]This option, which provided for vesting in four equal annual installments beginning 11/02/01, the first anniversary of the date of grant, was canceled in the merger in exchange for a cash payment of $515,625, representing the difference between the exercise price of the option and the market value of the underlying Class A common stock of Boca Resorts, Inc. on the effective date of the merger (i.e., $24 per share).
  • [F6]This option, which provided for vesting in four equal annual installments beginning 1/03/01, the first anniversary of the date of grant, was canceled in the merger in exchange for a cash payment of $712,500, representing the difference between the exercise price of the option and the market value of the underlying Class A common stock of Boca Resorts, Inc. on the effective date of the merger (i.e., $24 per share).
  • [F7]This option, which provided for vesting in four equal annual installments beginning 1/04/00, the first anniversary of the date of grant, was canceled in the merger in exchange for a cash payment of $734,375, representing the difference between the exercise price of the option and the market value of the underlying Class A common stock of Boca Resorts, Inc. on the effective date of the merger (i.e., $24 per share).
  • [F8]This option, which provided for vesting in four equal annual installments beginning 1/02/99, the first anniversary of the date of grant, was canceled in the merger in exchange for a cash payment of $337,500, representing the difference between the exercise price of the option and the market value of the underlying Class A common stock of Boca Resorts, Inc. on the effective date of the merger (i.e., $24 per share).
  • [F9]This option, which provided for vesting in four equal annual installments beginning 5/21/98, the first anniversary of the date of grant, was canceled in the merger in exchange for a cash payment of $0.0, representing the difference between the exercise price of the option and the market value of the underlying Class A common stock of Boca Resorts, Inc. on the effective date of the merger (i.e., $24 per share).

Issuer

BOCA RESORTS INC

CIK 0001020905

Entity typeother

Related Parties

1
  • filerCIK 0001015729

Filing Metadata

Form type
4
Filed
Dec 13, 7:00 PM ET
Accepted
Dec 14, 4:46 PM ET
Size
26.1 KB