Home/Filings/4/0001293831-06-000006
4//SEC Filing

Opexa Therapeutics, Inc. 4

Accession 0001293831-06-000006

CIK 0001069308operating

Filed

Jun 18, 8:00 PM ET

Accepted

Jun 19, 4:02 PM ET

Size

9.6 KB

Accession

0001293831-06-000006

Insider Transaction Report

Form 4
Period: 2006-06-15
Transactions
  • Award

    Common Stock Option (right to buy)

    2006-06-15+120,000162,000 total
    Exercise: $5.00Exp: 2016-05-02Common Stock (120,000 underlying)
Holdings
  • Common Stock Option (right to buy)

    Exercise: $30.00Exp: 2009-08-23Common Stock (37,000 underlying)
    37,500
  • Common Stock Option (right to buy)

    Exercise: $30.00Exp: 2010-01-21Common Stock (5,000 underlying)
    42,000
Footnotes (6)
  • [F1]As adjusted to reflect a one-for-ten reverse stock split of the Issuer's common stocl effective June 15, 2006.
  • [F2]40,000 shares of Issuer's common stock shall vest on May 2, 2007; 40,000 shares shall vest on May 2, 2008; and 40,000 shares shall vest on May 2, 2009; provided, however, that the reporting person remains employed with the company upon such vesting dates.
  • [F3]For services rendered to the Issuer as an executive officer.
  • [F4]Vests in three equal installments on January 21, 2005, January 21, 2006 and January 21, 2007.
  • [F5]10,000 shares of common stock shall vest on August 23, 2004; thereafter, 10,000 shares of common stock monthly for the duration of employee's employment but only up to 36 months.
  • [F6]No new options acquired.

Issuer

Opexa Therapeutics, Inc.

CIK 0001069308

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001069308

Filing Metadata

Form type
4
Filed
Jun 18, 8:00 PM ET
Accepted
Jun 19, 4:02 PM ET
Size
9.6 KB