KEYCORP /NEW/ 4
4 · KEYCORP /NEW/ · Filed Mar 3, 2016
Insider Transaction Report
Form 4
Hartmann William L.
Chief Risk Officer
Transactions
- Exercise/Conversion
Common Shares
2016-03-01+7,061→ 95,517 total - Tax Payment
Common Shares
2016-03-01$10.90/sh−3,351$36,526→ 92,166 total - Exercise/Conversion
Common Shares
2016-03-02+8,048→ 100,214 total - Tax Payment
Common Shares
2016-03-02$11.31/sh−3,820$43,204→ 96,394 total - Exercise/Conversion
Restricted Stock Units
2016-03-01−7,061→ 7,120 total→ Common Shares (7,061 underlying) - Exercise/Conversion
Restricted Stock Units
2016-03-02−5,651→ 0 total→ Common Shares (5,651 underlying) - Exercise/Conversion
Restricted Stock Units
2016-03-02−2,397→ 0 total→ Common Shares (2,397 underlying)
Footnotes (6)
- [F1]Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
- [F2]The restricted stock units, granted on March 1, 2013, vest in four equal annual installments.
- [F3]Includes approximately 318 dividend-equivalent restricted stock units accrued between March and December 2015.
- [F4]Includes approximately 139 dividend-equivalent restricted stock units accrued between March and December 2015.
- [F5]The restricted stock units, granted on March 2, 2012, vest fully on March 2, 2016.
- [F6]Includes approximately 59 dividend-equivalent restricted stock units accrued between March and December 2015.