KEYCORP /NEW/ 4

Accession 0001294671-17-000008

$KEYCIK 0000091576operating

View on SEC.gov Company Profile

Filed

Feb 2, 7:00 PM ET

Accepted

Feb 3, 1:53 PM ET

Size

37.0 KB

Accession

0001294671-17-000008

Insider Transaction Report

Form 4

Period: 2017-02-01

KEYCORP /NEW/KEY

Crosby Gary M

Director

Transactions

Tax Payment
Common Shares
2017-02-01$18.12/sh−29,328$531,423→ 754,165 total
Exercise/Conversion
Common Shares
2017-02-01$15.68/sh+40,421$633,801→ 794,586 total
Tax Payment
Common Shares
2017-02-01$18.14/sh−36,949$670,255→ 757,637 total
Exercise/Conversion
Option to Buy
2017-02-01−101,382→ 0 total
Exercise: $10.07Exp: 2017-08-05→ Common Shares (101,382 underlying)
Exercise/Conversion
Common Shares
2017-02-01$12.83/sh+21,149$271,342→ 769,911 total
Tax Payment
Common Shares
2017-02-01$18.15/sh−17,575$318,986→ 752,336 total
Exercise/Conversion
Common Shares
2017-02-01$16.41/sh+31,157$511,286→ 783,493 total
Exercise/Conversion
Common Shares
2017-02-01$10.54/sh+214,844$2,264,456→ 1,013,753 total
Exercise/Conversion
Option to Buy
2017-02-01−31,157→ 0 total
Exercise: $16.41Exp: 2020-01-25→ Common Shares (31,157 underlying)
Exercise/Conversion
Option to Buy
2017-02-01−214,844→ 0 total
Exercise: $10.54Exp: 2017-08-05→ Common Shares (214,844 underlying)
Exercise/Conversion
Common Shares
2017-02-01$11.19/sh+72,784$814,453→ 830,421 total
Tax Payment
Common Shares
2017-02-01$18.15/sh−55,192$1,001,735→ 775,229 total
Exercise/Conversion
Common Shares
2017-02-01$10.07/sh+101,382$1,020,917→ 876,611 total
Tax Payment
Common Shares
2017-02-01$18.14/sh−77,702$1,409,514→ 798,909 total
Tax Payment
Common Shares
2017-02-01$18.16/sh−171,203$3,109,046→ 842,550 total
Exercise/Conversion
Option to Buy
2017-02-01−21,149→ 0 total
Exercise: $12.83Exp: 2019-07-13→ Common Shares (21,149 underlying)
Exercise/Conversion
Option to Buy
2017-02-01−40,421→ 0 total
Exercise: $15.68Exp: 2021-01-24→ Common Shares (40,421 underlying)
Exercise/Conversion
Option to Buy
2017-02-01−72,784→ 0 total
Exercise: $11.19Exp: 2021-08-05→ Common Shares (72,784 underlying)

Holdings

Common Shares
(indirect: By 401(k))
641

Footnotes (8)

[F1]This option vested in three equal annual installments ending on July 13, 2012.
[F2]This option was assumed by KeyCorp in the merger with First Niagara Financial Group, Inc. ("FNFG") and converted into a stock option exercisable for a number of whole shares (rounded down to the nearest whole share) equal to (i) the number of shares of FNFG common stock subject to such option multipled by (ii) 0.88.
[F3]This option vested in three equal annual installments ending on January 25, 2013.
[F4]This option vested in three equal annual installments ending on January 24, 2014.
[F5]This option vested in three equal annual installments ending on March 30, 2015.
[F6]The expiration date of this option was accelerated in connection with the merger of KeyCorp and FNFG pursuant to the terms of the plan under which the option was granted.
[F7]This option vested in three equal annual installments ending on March 28, 2016.
[F8]This option fully vested on August 5, 2016 in connection with the merger of KeyCorp and FNFG.

Documents

2 files

Issuer

KEYCORP /NEW/

CIK 0000091576

→

Entity typeoperating

IncorporatedOH

Related Parties

filerCIK 0000091576

Filing Metadata

Form type: 4
Filed: Feb 2, 7:00 PM ET
Accepted: Feb 3, 1:53 PM ET
Size: 37.0 KB

View on SEC.gov