Home/Filings/4/0001294671-17-000021
4//SEC Filing

KEYCORP /NEW/ 4

Accession 0001294671-17-000021

$KEYCIK 0000091576operating

Filed

Feb 21, 7:00 PM ET

Accepted

Feb 22, 5:05 PM ET

Size

23.0 KB

Accession

0001294671-17-000021

Insider Transaction Report

Form 4
Period: 2017-02-17
Hartmann William L.
Chief Risk Officer
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2017-02-174,2668,533 total
    Common Shares (4,266 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2017-02-176,11118,334 total
    Common Shares (6,111 underlying)
  • Award

    Option to Buy

    2017-02-20+13,58613,586 total
    Exercise: $18.96Exp: 2027-02-20Common Shares (13,586 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2017-02-175,7765,775 total
    Common Shares (5,776 underlying)
  • Tax Payment

    Common Shares

    2017-02-17$18.96/sh5,533$104,906107,041 total
  • Exercise/Conversion

    Common Shares

    2017-02-17+16,153112,574 total
  • Award

    Common Shares

    2017-02-20+23,569130,610 total
  • Tax Payment

    Common Shares

    2017-02-20$18.96/sh7,861$149,045122,749 total
  • Award

    Restricted Stock Units

    2017-02-20+17,79917,799 total
    Common Shares (17,799 underlying)
Footnotes (11)
  • [F1]Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
  • [F10]The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.
  • [F11]The options to buy, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.
  • [F2]Includes approximately 27 common shares acquired through dividend reinvestments in March 2016.
  • [F3]These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 17, 2014.
  • [F4]These restricted stock units, granted on February 17, 2014, vest in four equal annual installments that began on February 17, 2015.
  • [F5]Includes approximately 290 dividend-equivalent restricted stock units accrued between March and December 2016.
  • [F6]The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.
  • [F7]Includes approximately 321 dividend-equivalent restricted stock units accrued between March and December 2016.
  • [F8]The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.
  • [F9]Includes approximately 614 dividend-equivalent restricted stock units accrued between March and December 2016.

Issuer

KEYCORP /NEW/

CIK 0000091576

Entity typeoperating
IncorporatedOH

Related Parties

1
  • filerCIK 0000091576

Filing Metadata

Form type
4
Filed
Feb 21, 7:00 PM ET
Accepted
Feb 22, 5:05 PM ET
Size
23.0 KB