KEYCORP /NEW/ 4

4 · KEYCORP /NEW/ · Filed Feb 22, 2017

Form 4

Period: 2017-02-17

Chief Risk Officer

Transactions

Exercise/Conversion
Restricted Stock Units
2017-02-17−4,266→ 8,533 total
→ Common Shares (4,266 underlying)
Exercise/Conversion
Restricted Stock Units
2017-02-17−6,111→ 18,334 total
→ Common Shares (6,111 underlying)
Award
Option to Buy
2017-02-20+13,586→ 13,586 total
Exercise: $18.96Exp: 2027-02-20→ Common Shares (13,586 underlying)
Exercise/Conversion
Restricted Stock Units
2017-02-17−5,776→ 5,775 total
→ Common Shares (5,776 underlying)
Tax Payment
Common Shares
2017-02-17$18.96/sh−5,533$104,906→ 107,041 total
Exercise/Conversion
Common Shares
2017-02-17+16,153→ 112,574 total
Award
Common Shares
2017-02-20+23,569→ 130,610 total
Tax Payment
Common Shares
2017-02-20$18.96/sh−7,861$149,045→ 122,749 total
Award
Restricted Stock Units
2017-02-20+17,799→ 17,799 total
→ Common Shares (17,799 underlying)

Footnotes (11)

[F1]Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
[F10]The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.
[F11]The options to buy, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.
[F2]Includes approximately 27 common shares acquired through dividend reinvestments in March 2016.
[F3]These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 17, 2014.
[F4]These restricted stock units, granted on February 17, 2014, vest in four equal annual installments that began on February 17, 2015.
[F5]Includes approximately 290 dividend-equivalent restricted stock units accrued between March and December 2016.
[F6]The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.
[F7]Includes approximately 321 dividend-equivalent restricted stock units accrued between March and December 2016.
[F8]The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.
[F9]Includes approximately 614 dividend-equivalent restricted stock units accrued between March and December 2016.

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