Buffie Craig A 4

4 · KEYCORP /NEW/ · Filed Feb 21, 2018

Form 4

Period: 2018-02-17

Chief Human Resources Officer

Transactions

Exercise/Conversion
Common Shares
2018-02-17+20,994→ 68,560 total
Award
Common Shares
2018-02-19+24,373→ 86,559 total
Exercise/Conversion
Restricted Stock Units
2018-02-17−5,389→ 0 total
→ Common Shares (5,389 underlying)
Exercise/Conversion
Restricted Stock Units
2018-02-17−6,486→ 12,972 total
→ Common Shares (6,486 underlying)
Tax Payment
Common Shares
2018-02-17$21.02/sh−6,374$133,981→ 62,186 total
Tax Payment
Common Shares
2018-02-19$21.02/sh−8,006$168,286→ 78,553 total
Exercise/Conversion
Restricted Stock Units
2018-02-17−4,543→ 4,543 total
→ Common Shares (4,543 underlying)
Exercise/Conversion
Restricted Stock Units
2018-02-17−4,576→ 13,724 total
→ Common Shares (4,576 underlying)
Award
Restricted Stock Units
2018-02-19+38,653→ 38,653 total
→ Common Shares (38,653 underlying)

Footnotes (11)

[F1]Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
[F10]Includes approximately 368 dividend-equivalent restricted stock units accrued between March and December 2017.
[F11]The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.
[F2]These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 16, 2015.
[F3]The restricted stock units, granted on February 17, 2014, vested in four equal annual installments ending on February 17, 2018.
[F4]Includes approximately 108 dividend-equivalent restricted stock units accrued between March and December 2017.
[F5]The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.
[F6]Includes approximately 181 dividend-equivalent restricted stock units accrued between March and December 2017.
[F7]The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.
[F8]Includes approximately 391 dividend-equivalent restricted stock units accrued between March and December 2017.
[F9]The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

Documents

1 file