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CCOM Group, Inc.·4

Dec 10, 3:38 PM ET

GOLDMAN MICHAEL 4

4 · CCOM Group, Inc. · Filed Dec 10, 2012

Insider Transaction Report

Form 4
Period: 2012-12-06
CCOM Group, Inc.CCOM
GOLDMAN MICHAEL
DirectorChairman of the Board10% Owner
Transactions
  • Gift

    Convertible Preferred Stock

    [F3][F4][F5]
    2012-12-06−45,000→ 46,065 total
    → Common Stock (45,000 underlying)
  • Gift

    Convertible Preferred Stock

    [F3][F4][F5]
    2012-12-07−45,000→ 1,065 total
    → Common Stock (45,000 underlying)
Holdings

  • Common Stock

    [F1]
    (indirect: By Goldman Associates)
    1,917,242

  • Common Stock

    [F2]
    247,009
Footnotes (5)
  • [F1]Mr. Goldman owns 48% of Goldman Associates of New York, Inc. ("Goldman Associates") and controls Goldman Associates. Goldman Assocaites owns 3,994,255 shares of common stock in CCOM Group, Inc. (the "Company"). Mr. Goldman, through Goldman Associates, owns the pecuniary interest in 1,917,242 (48%) of these shares of common stock of the Company. Mr. Goldman, as president of Goldman Associates, has the sole voting and investment power over all 3,994,255 shares of common stock of the Company that are owned by Goldman Associates and is deemed to be the beneficial owner of these shares under Section 13(d) of the Securities Exchange Act of 1934.
  • [F2]Excludes 20,000 shares owned by Mr. Goldman's wife. Mr. Goldman disclaims beneficial ownership of said shares.
  • [F3]Conversion to Common Stock on a 1 to 1 basis
  • [F4]Immediately
  • [F5]There is no expiration date for Convertible Preferred Stock.
Signature
Michael Goldman|2012-12-10

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT