4//SEC Filing
Collingwood John 4
Accession 0001295284-06-000002
CIK 0000866970other
Filed
Oct 12, 8:00 PM ET
Accepted
Oct 13, 4:45 PM ET
Size
6.6 KB
Accession
0001295284-06-000002
Insider Transaction Report
Form 4
Collingwood John
Director
Transactions
- Purchase
Common Stock
2006-10-11+294,348→ 5,080,760 total
Footnotes (2)
- [F1](a) On October 11, 2006, the issuer issued 54,348 shares of common stock to Mr. Collingwood in and as consideration of and for service on the board of directors of the issuer during the quarter ended September 30, 2006. (b) On October 11, 2006, the issuer issued 240,000 shares of common stock to Mr. Collingwood in and as consideration of and for service on a committee of the board of directors of the issuer during the quarter ended September 30, 2006.
- [F2]Includes (i) 30,002 shares issuable by the issuer to Mr. Collingwood pursuant to the conversion of 6% Convertible Preferred Stock of the issuer; (ii) 514,063 shares issuable to Mr. Collingwood pursuant to the exercise of warrants at a price of $0.30 per share; (iii) 100,000 shares issuable to Mr. Collingwood pursuant to the exercise of warrants at a price of $1.50 per share; (iv) 20,000 shares issuable to Mr. Collingwood pursuant to the exercise of options at a price of $0.32 per share (one third of which are vested, one-third of which will vest on 2/20/07, and one-third of which will vest on 2/20/08); and (v) 50,000 shares issuable to Mr. Collingwood pursuant to the exercise of options at a price of $0.53 per share (one-third of which are vested, one-third of which will vest on 10/31/06, and one-third of which will vest on 10/31/07).
Documents
Issuer
LIGHTING SCIENCE GROUP CORP
CIK 0000866970
Entity typeother
Related Parties
1- filerCIK 0001295284
Filing Metadata
- Form type
- 4
- Filed
- Oct 12, 8:00 PM ET
- Accepted
- Oct 13, 4:45 PM ET
- Size
- 6.6 KB