Home/Filings/4/0001295284-07-000001
4//SEC Filing

LIGHTING SCIENCE GROUP CORP 4

Accession 0001295284-07-000001

CIK 0000866970operating

Filed

Jul 4, 8:00 PM ET

Accepted

Jul 5, 4:02 PM ET

Size

9.7 KB

Accession

0001295284-07-000001

Insider Transaction Report

Form 4
Period: 2007-05-21
Transactions
  • Award

    Common Stock

    2007-07-02$0.31/sh+40,323$12,5005,209,848 total
  • Award

    Common Stock

    2007-05-21$0.24/sh+921$2215,134,802 total
  • Award

    Common Stock

    2007-07-02$0.36/sh+34,723$12,5005,169,525 total
Footnotes (4)
  • [F1]Includes (i) 30,002 shares issuable by the issuer to Mr. Collingwood pursuant to the conversion of 6% Convertible Preferred Stock of the issuer; (ii) 514,063 shares issuable to Mr. Collingwood pursuant to the exercise of warrants at a price of $0.30 per share; (iii) 100,000 shares issuable to Mr. Collingwood pursuant to the exercise of warrants at a price of $1.50 per share; (iv) 20,000 shares issuable to Mr. Collingwood pursuant to the exercise of options at a price of $0.32 per share (two-thirds of which are vested and one-third of which will vest on 2/20/08); and (v) 50,000 shares issuable to Mr. Collingwood pursuant to the exercise of options at a price of $0.53 per share (two-thirds of which are vested and one-third of which will vest on 10/31/07).
  • [F2]Price is based upon the average of the closing prices for the ten days preceding the calculation of the quarterly dividend for the 6% preferred stock of the Company.
  • [F3]Price is based upon the average closing price of the stock for the quarter ending March 31, 2007 as payment in lieu of cash for directors fees.
  • [F4]Price is based upon the average closing price of the stock for the quarter ending June 30, 2007 as payment in lieu of cash for directors fees.

Issuer

LIGHTING SCIENCE GROUP CORP

CIK 0000866970

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000866970

Filing Metadata

Form type
4
Filed
Jul 4, 8:00 PM ET
Accepted
Jul 5, 4:02 PM ET
Size
9.7 KB