4//SEC Filing
Polis Jerry E 4
Accession 0001295489-10-000002
CIK 0000007951other
Filed
May 31, 8:00 PM ET
Accepted
Jun 1, 6:02 PM ET
Size
22.1 KB
Accession
0001295489-10-000002
Insider Transaction Report
Form 4
Polis Jerry E
DirectorPresident and Chairman10% Owner
Transactions
- Other
Stock Purchase Warrant - Right to Buy
2010-05-28+375,000→ 375,000 total(indirect: By Trust)Exercise: $0.07From: 2010-05-28Exp: 2014-12-31→ Common Stock (375,000 underlying) - Other
Common Stock
2010-05-28$0.17/sh+180,000$30,006→ 280,000 total(indirect: By LLC) - Award
Stock Option - Right to Buy
2010-05-31+300,000→ 300,000 totalExercise: $0.17From: 2010-08-31Exp: 2020-05-31→ Common Stock (300,000 underlying) - Exercise/Conversion
Common Stock
2010-05-27$0.20/sh+40,000$8,000→ 170,927 total - Exercise/Conversion
Stock Option - Right to Buy
2010-05-27−40,000→ 0 totalExercise: $0.20From: 2010-01-08Exp: 2015-01-07→ Common Stock (40,000 underlying) - Other
Common Stock
2010-05-28$0.17/sh+1,350,000$225,045→ 4,980,927 total(indirect: By Trust)
Holdings
- 10,000
Stock Option - Right to Buy
Exercise: $0.40From: 2006-01-09Exp: 2011-01-08→ Common Stock (10,000 underlying) - 20,000
Stock Option - Right to Buy
Exercise: $0.28From: 2009-02-09Exp: 2014-02-08→ Common Stock (20,000 underlying) - 3,436,888(indirect: By Davric Corporation)
Common Stock
Footnotes (5)
- [F1]Represents out of the money options exercised and related restricted shares issued.
- [F2]Represents restricted shares received in connection with an Agreement and Plan of Recapitalization dated May 28, 2010 between ASI Technology Corporation and NxOpinion, LLC based on units held in NxOpinion.
- [F3]Pursuant to the terms of an Agreement and Plan of Recapitalization dated May 28, 2010 between ASI Technology Corporation and NxOpinion, LLC these options are vested and exercisable for the remainder of their stated term regardless of the employment or consultancy status of the option holder.
- [F4]Represents restricted warrants received in connection with an Agreement and Plan of Recapitalization dated May 28, 2010 between ASI Technology Corporation and NxOpinion, LLC based on warrants held in NxOpinion.
- [F5]Grant of options under the 2010 Incentive Plan that vest quarterly over a two year period from date of grant subject to continued service and other conditions.
Documents
Issuer
ASI TECHNOLOGY CORP
CIK 0000007951
Entity typeother
Related Parties
1- filerCIK 0001295489
Filing Metadata
- Form type
- 4
- Filed
- May 31, 8:00 PM ET
- Accepted
- Jun 1, 6:02 PM ET
- Size
- 22.1 KB