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4//SEC Filing

Barta David Alan 4

Accession 0001296362-12-000158

CIK 0001141982other

Filed

Dec 3, 7:00 PM ET

Accepted

Dec 4, 6:36 PM ET

Size

24.0 KB

Accession

0001296362-12-000158

Insider Transaction Report

Form 4
Period: 2012-11-30
Barta David Alan
Sr. VP & CFO
Transactions
  • Award

    Ordinary Shares

    2012-11-30+12,49512,495 total
  • Award

    Ordinary Shares

    2012-11-30+15,79615,796 total
  • Disposition to Issuer

    Ordinary Shares

    2012-11-3013,5000 total
  • Disposition to Issuer

    Employee Stock Option

    2012-11-30$13.34/sh22,200$296,1480 total
    Exercise: $65.76Exp: 2018-02-14Ordinary Shares (22,200 underlying)
  • Disposition to Issuer

    Ordinary Shares

    2012-11-3015,7960 total
  • Disposition to Issuer

    Employee Stock Option

    2012-11-30$30.16/sh12,000$361,9200 total
    Exercise: $48.94Exp: 2017-05-17Ordinary Shares (12,000 underlying)
  • Disposition to Issuer

    Ordinary Shares

    2012-11-3064,0000 total
  • Award

    Ordinary Shares

    2012-11-30+13,50013,500 total
  • Disposition to Issuer

    Ordinary Shares

    2012-11-3012,4950 total
  • Disposition to Issuer

    Employee Stock Option

    2012-11-30$18.22/sh28,700$522,9140 total
    Exercise: $60.88Exp: 2019-02-13Ordinary Shares (28,700 underlying)
Holdings
  • Ordinary Shares

    (indirect: By Trust)
    0
Footnotes (8)
  • [F1]Each share held under the Company's Savings and Stock Ownership Plan was disposed of pursuant to the Transaction Agreement between the Company and Eaton Corporation for $39.15 in cash and .77479 ordinary shares of Eaton Corporation plc.
  • [F2]Restricted stock units held under the Company's Amended and Restated Stock Incentive Plan. Each restricted stock unit became fully vested and was exchanged for $39.15 in cash and .77479 ordinary shares of Eaton Corporation plc pursuant to the Transaction Agreement between the Company and Eaton Corporation.
  • [F3]Performance shares held under the Amended and Restated Stock Incentive Plan. Each performance share became fully vested and was exchanged for $39.15 in cash and .77479 ordinary shares of Eaton Corporation plc pursuant to the Transaction Agreement between the Company and Eaton Corporation.
  • [F4]Performance shares held under the Company's 2011 Omnibus Incentive Compensation Plan. Each performance share became fully vested and was exchanged for $39.15 in cash and .77479 ordinary shares of Eaton Corporation plc pursuant to the Transaction Agreement between the Company and Eaton Corporation
  • [F5]Option granted under the Company's Amended and Restated Stock Incentive Plan; exercisable to the extent of one-third on or after May 17, 2011, two-thirds on or after May 17, 2012; and in full on or after May 17, 2013. The option became fully vested and was converted into the right to receive a cash payment repesenting the difference between the exercise price of the option and the underlying value of the Company 's ordinary shares on the effective date of the Transaction Agreement between the Company and Eaton Corporation.
  • [F6]Option granted under the Company's Amended and Restated Stock Incentive Plan; exercisable to the extent of one-third on or after February 14, 2012, two-thirds on or after February 14, 2013; and in full on or after February 14, 2014. The option became fully vested and was converted into the right to receive a cash payment repesenting the difference between the exercise price of the option and tthe underlying value of the Company 's ordinary shares on the effective date of the Transaction Agreement between the Company and Eaton Corporation.
  • [F7]Option granted under the Company's 2011 Omnibus Incentive Compensation Plan; exercisable to the extent of one-third on or after February 13, 2013, two-thirds on or after February 13, 2014; and in full on or after February 13, 2015. The option became fully vested and the difference between the exercise price and the underlying value of the Company's shares was converted into a net number of Cooper shares with each such share having the right to receive $39.15 in cash and .77479 ordinary shares of Eaton Corporation plc.
  • [F8]The shares of Eaton Corporation had a market value of $51.9056 on the Effective Date of the Transaction.

Issuer

Cooper Industries plc

CIK 0001141982

Entity typeother

Related Parties

1
  • filerCIK 0001297197

Filing Metadata

Form type
4
Filed
Dec 3, 7:00 PM ET
Accepted
Dec 4, 6:36 PM ET
Size
24.0 KB