Cranch Laurence E 4

4 · ALLIANCEBERNSTEIN HOLDING L.P. · Filed Mar 2, 2018

Form 4

Period: 2018-03-01

EVP and General Counsel

Transactions

Exercise/Conversion
AB Holding Units
2018-03-01$17.05/sh+21,062$359,107→ 134,269 total
Sale
AB Holding Units
2018-03-01$26.25/sh−21,062$552,918→ 113,207 total
Exercise/Conversion
AB Holding Units
2018-03-02$17.05/sh+19,786$337,351→ 132,993 total
Sale
AB Holding Units
2018-03-02$26.26/sh−19,786$519,663→ 113,207 total
Exercise/Conversion
AB Holding Unit option (right to buy)
2018-03-01−21,062→ 57,286 total
Exercise: $17.05From: 2010-01-23Exp: 2019-01-23→ AB Holding Units (21,062 underlying)
Exercise/Conversion
AB Holding Unit option (right to buy)
2018-03-02−19,786→ 37,500 total
Exercise: $17.05From: 2010-01-23Exp: 2019-01-23→ AB Holding Units (19,786 underlying)

Footnotes (4)

[F1]Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
[F2]Reporting Person sold 21,062 AB Holding Units at prices ranging from $26.25 to $26.30 per Unit. The price set forth in the table is the weighted average of his sales at these prices.
[F3]Reporting Person sold 19,786 AB Holding Units at prices ranging from $26.25 to $26.35 per Unit. The price set forth in the table is the weighted average of his sales at these prices.
[F4]The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014.

Documents

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