NEUROONE MEDICAL TECHNOLOGIES Corp·4

Apr 7, 1:38 PM ET

MATHIESEN JEFFREY S 4

4 · NEUROONE MEDICAL TECHNOLOGIES Corp · Filed Apr 7, 2026

Research Summary

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NeuroOne (NMTC) Director Jeffrey Mathiesen Receives 67,965-Share Award

What Happened

  • Jeffrey S. Mathiesen, a director of NeuroOne Medical Technologies Corp (NMTC), received equity awards reported on Form 4 for transactions dated April 3, 2026. The filing shows a grant of 41,929 restricted stock units (RSUs) and a 26,036-share derivative award (an option), each reported at $0.00 — total covered shares = 67,965. No cash was paid; these are awards/compensation, not open-market purchases or sales.

Key Details

  • Transaction date: April 3, 2026; Form 4 filed April 7, 2026 (filed within the required 2 business days).
  • Price reported: $0.00 for both entries (award/compensation).
  • Vesting: F1 — the 41,929 RSUs vest in 12 equal monthly installments over one year; F2 — the 26,036 option vests in 12 equal monthly installments over one year.
  • Shares owned after transaction: Not specified in the provided filing details.
  • Nature: One award is RSUs (restricted stock units); the other is a derivative option award. These awards typically convert to owned shares only as they vest (and options may require exercise).

Context

  • These grants are compensation awards and do not represent an open-market purchase or sale; they do not by themselves indicate that the insider bought or sold stock on the market. Vesting over 12 months means the awards will become exercisable/convert to shares gradually, which can lead to future share issuance or exercises depending on the award type.

Insider Transaction Report

Form 4
Period: 2026-04-03
Transactions
  • Award

    Common Stock

    [F1]
    2026-04-03+41,929156,343 total
  • Award

    Option to Purchase Common Stock

    [F2]
    2026-04-03+26,03626,036 total
    Exercise: $0.80Exp: 2036-04-02Common Stock (26,036 underlying)
Footnotes (2)
  • [F1]Represents a grant of restricted stock units, which vest in 12 equal monthly installments over a one-year period, with such vesting to occur at the end of each month.
  • [F2]The option vests in 12 equal monthly installments over a one-year period, with such vesting to occur at the end of each month.
Signature
/s/ Emily Johns, by Power of Attorney|2026-04-07

Documents

1 file
  • 4
    primary_doc.xmlPrimary

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