Saunier Patrick H 4
4 · LUBRIZOL Corp · Filed Sep 17, 2010
Insider Transaction Report
Form 4
Saunier Patrick H
Vice President
Transactions
- Exercise/Conversion
Common Shares
2010-09-16$43.06/sh+6,000$258,390→ 32,517 total - Sale
Common Shares
2010-09-16$105.00/sh−6,000$630,000→ 26,517 total - Exercise/Conversion
Non-Qualified Stock Option (Right to Buy)
2010-09-16−6,000→ 6,300 totalExercise: $43.06Exp: 2015-12-12→ Common Shares (6,000 underlying)
Holdings
- 4,133(indirect: By 401(k))
Common Shares
Footnotes (3)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2010, and effective September 1, 2010 through August 31, 2011.
- [F2]The amount of securities beneficially owned following the transaction includes deferred share units held in one or more deferred compensation plans of the issuer, which are payable in common shares, and common shares acquired pursuant to dividend reinvestment, exempt under Rule 16a-11.
- [F3]These options vested in three installments as follows: 50% on December 12, 2006; 25% on December 12, 2007; and 25% on December 12, 2008.