4//SEC Filing
ADVANCED ENERGY INDUSTRIES INC 4
Accession 0001297983-04-000003
$AEISCIK 0000927003operating
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 3:03 PM ET
Size
15.9 KB
Accession
0001297983-04-000003
Insider Transaction Report
Form 4
JEFFERIES D CRAIG
EVP and Chief MarketingOfficer
Transactions
- Exercise/Conversion
Common Stock
2004-12-15$7.61/sh+30,000$228,300→ 30,000 total - Exercise/Conversion
Employee Stock Option (right to buy)
2004-12-15$7.61/sh−30,000$228,300→ 50,000 totalExercise: $7.61From: 2004-04-16Exp: 2013-04-16→ Common Stock (80,000 underlying)
Holdings
- 117,500
Employee Stock Option (right to buy)
Exercise: $22.30From: 2005-02-11Exp: 2014-02-11→ Common Stock (17,500 underlying) - 75,000
Employee Stock Option (right to buy)
Exercise: $19.24From: 2004-07-23Exp: 2013-07-23→ Common Stock (25,000 underlying) - 100,000
Employee Stock Option (right to buy)
Exercise: $22.52From: 2004-10-15Exp: 2013-10-15→ Common Stock (25,000 underlying) - 135,000
Employee Stock Option (right to buy)
Exercise: $20.81From: 2005-04-14Exp: 2014-04-14→ Common Stock (17,500 underlying) - 170,000
Employee Stock Option (right to buy)
Exercise: $10.37From: 2005-10-19Exp: 2014-10-19→ Common Stock (17,500 underlying) - 152,500
Employee Stock Option (right to buy)
Exercise: $12.80From: 2005-07-20Exp: 2014-07-20→ Common Stock (17,500 underlying)
Footnotes (2)
- [F1]Stock options dated 04/16/2003, 07/23/2003, 10/15/2003, 02/11/2004, 04/14/2004, 07/20/2004, and 10/19/2004 are such that 1/4 of the shares become exercisable on the first anniversary following the date of grant, and the remaining shares become exercisable in equal increments each quarter for 3 years thereafter.
- [F2]Mr. Jeffries has Employee Stock Options (right to buy) for a total of 170,000 shares of Common Stock.
Documents
Issuer
ADVANCED ENERGY INDUSTRIES INC
CIK 0000927003
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000927003
Filing Metadata
- Form type
- 4
- Filed
- Dec 15, 7:00 PM ET
- Accepted
- Dec 16, 3:03 PM ET
- Size
- 15.9 KB