4//SEC Filing
ADVANCED ENERGY INDUSTRIES INC 4
Accession 0001297983-05-000016
$AEISCIK 0000927003operating
Filed
Feb 22, 7:00 PM ET
Accepted
Feb 23, 12:52 PM ET
Size
23.0 KB
Accession
0001297983-05-000016
Insider Transaction Report
Form 4
RHOADES C STEVE
EVP Products and Operations
Transactions
- Award
Common Stock
2005-02-22$9.74/sh+10,000$97,400→ 10,000 total(indirect: By Trust)
Holdings
- 55,000
Employee Stock Option (right to buy)
Exercise: $19.24From: 2004-07-23Exp: 2013-07-23→ Common Stock (5,000 underlying) - 10,376
Common Stock
- 67,500
Employee Stock Option (right to buy)
Exercise: $20.81From: 2005-04-14Exp: 2014-04-14→ Common Stock (3,750 underlying) - 160,650
Employee Stock Option (right to buy)
Exercise: $7.15From: 2006-01-31Exp: 2015-01-31→ Common Stock (35,650 underlying) - 63,750
Employee Stock Option (right to buy)
Exercise: $22.30From: 2005-02-11Exp: 2014-02-11→ Common Stock (3,750 underlying) - 121,250
Employee Stock Option (right to buy)
Exercise: $9.97From: 2005-08-26Exp: 2014-08-26→ Common Stock (50,000 underlying) - 30,000
Employee Stock Option (right to buy)
Exercise: $7.70From: 2003-10-17Exp: 2012-10-17→ Common Stock (30,000 underlying) - 71,250
Employee Stock Option (right to buy)
Exercise: $12.80From: 2005-07-20Exp: 2014-07-20→ Common Stock (3,750 underlying) - 40,000
Employee Stock Option (right to buy)
Exercise: $14.50From: 2003-12-11Exp: 2012-12-11→ Common Stock (10,000 underlying) - 45,000
Employee Stock Option (right to buy)
Exercise: $9.12From: 2004-02-12Exp: 2013-02-12→ Common Stock (5,000 underlying) - 60,000
Employee Stock Option (right to buy)
Exercise: $22.52From: 2004-10-15Exp: 2013-10-15→ Common Stock (5,000 underlying) - 50,000
Employee Stock Option (right to buy)
Exercise: $7.61From: 2004-04-16Exp: 2013-04-16→ Common Stock (5,000 underlying) - 125,000
Employee Stock Option (right to buy)
Exercise: $10.37From: 2005-10-19Exp: 2014-10-19→ Common Stock (3,750 underlying)
Footnotes (4)
- [F1]Includes 10,000 shares of restricted stock units.
- [F2]Stock options dated 10/17/2002, 12/11/2002, 02/12/2003, 04/16/2003, 07/23/2003, 10/15/2003, 02/11/2004, 04/14/2004, 07/20/2004, 08/26/2004, and 10/19/2004 are such that 25% of the shares become exercisable on the first anniversary following the date of grant, and the remaining shares become exercisable in equal increments each quarter for 3 years thereafter.
- [F3]Stock option dated 01/31/05 is such that 25% of the shares become exercisable on the first anniversary following the date of grant and the remaining shares become exercisable in equal increments each year for 3 years thereafter.
- [F4]Mr. Rhoades has Employee Stock Options (right to buy) for a total of 160,650 shares of Common Stock.
Documents
Issuer
ADVANCED ENERGY INDUSTRIES INC
CIK 0000927003
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000927003
Filing Metadata
- Form type
- 4
- Filed
- Feb 22, 7:00 PM ET
- Accepted
- Feb 23, 12:52 PM ET
- Size
- 23.0 KB