GUGGENHEIM STRATEGIC OPPORTUNITIES FUND·4

Mar 9, 10:42 AM ET

Barnes Randall C 4

4 · GUGGENHEIM STRATEGIC OPPORTUNITIES FUND · Filed Mar 9, 2026

Research Summary

AI-generated summary of this filing

Updated

Guggenheim Strategic Opportunities (GOF) Trustee Randall C. Barnes Buys 4,180 Shares

What Happened

  • Randall C. Barnes, a Trustee (Director) of Guggenheim Strategic Opportunities Fund (GOF), made an open-market purchase of 4,180 shares on 2026-03-06.
  • The shares were acquired at $11.59 per share, for a total reported value of approximately $48,446. This was a purchase (insider buying can be viewed as a more informative/bullish signal than routine sales).

Key Details

  • Transaction date and price: 2026-03-06 — 4,180 shares at $11.59 each.
  • Total value: about $48,446.
  • Shares owned after the transaction: not disclosed in the filed Form 4.
  • Footnotes/plan: no 10b5-1 plan, tax withholding, or other special footnotes are indicated in the filing.
  • Filing timeliness: Form 4 was filed on 2026-03-09 (three days after the trade); this appears to be timely under Form 4 rules (generally due within two business days).

Context

  • This was a straight open-market purchase (code P). Purchases by trustees or directors are often watched by investors as a possible sign of confidence, but filings do not state the insider’s motive. No options, gifts, or exercises were involved.

Insider Transaction Report

Form 4
Period: 2026-03-06
Barnes Randall C
DirectorOther
Transactions
  • Purchase

    Common Stock

    2026-03-06$11.59/sh+4,180$48,4466,231 total
Signature
/s/ Randall C. Barnes, by Mark E. Mathiasen Pursuant to a Power of Attorney|2026-03-09

Documents

2 files