4//SEC Filing
Hinkle Scott J 4
Accession 0001298341-11-000061
CIK 0001298341other
Filed
Dec 4, 7:00 PM ET
Accepted
Dec 5, 5:56 PM ET
Size
12.0 KB
Accession
0001298341-11-000061
Insider Transaction Report
Form 4
Hinkle Scott J
Corporate Controller
Transactions
- Award
Common Stock
2011-12-01+9,557→ 15,736 total - Award
Common Stock
2011-12-01+2,179→ 15,736 total - Award
Common Stock
2011-12-01+1,045→ 15,736 total - Disposition to Issuer
Common Stock
2011-12-01−15,736→ 0 total - Award
Common Stock
2011-12-01+1,911→ 15,736 total
Footnotes (3)
- [F1]These Restricted Share Units have a variety of vesting schedules, which schedules have been previously disclosed. All such Restricted Share Units that were unvested as of November 30, 2011 were accelerated pursuant to Mr. Hinkle's Change of Control Agreement with Nalco Holding Company ("Nalco"), which were triggered upon the closing of the transaction (the "Merger") contemplated by the Agreement and Plan of Merger, dated as of July 19, 2011 (the "Merger Agreement"), by and among Ecolab Inc. ("Ecolab"), Sustainability Partners Corporation and Nalco.
- [F2]The total amount of securities beneficially owned includes securities previously purchased and awarded.
- [F3]Pursuant to the Merger Agreement, each outstanding share of Nalco Common Stock was converted into the right to receive either .7005 shares of Ecolab common Stock or $38.80 in cash, at each stockholder's election and subject to proration and reallocation procedures as described in the Merger Agreement. Because the proration and reallocation procedures have not yet been completed as of the date of this filing, it is not possible to determine the exact amount of the merger consideration to be received by the reporting person for each share of Nalco Common stock disposed of in the merger.
Documents
Issuer
Nalco Holding CO
CIK 0001298341
Entity typeother
Related Parties
1- filerCIK 0001479554
Filing Metadata
- Form type
- 4
- Filed
- Dec 4, 7:00 PM ET
- Accepted
- Dec 5, 5:56 PM ET
- Size
- 12.0 KB