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4//SEC Filing

Botstein David 4

Accession 0001299130-21-000051

CIK 0001299130other

View on SEC.gov Company Profile

Filed

Feb 16, 7:00 PM ET

Accepted

Feb 17, 9:15 PM ET

Size

29.3 KB

Accession

0001299130-21-000051

Insider Transaction Report

Form 4

Period: 2021-02-12

PACIFIC BIOSCIENCES OF CALIFORNIA, INC.PACB

Director

Transactions

Exercise/Conversion
Common Stock
2021-02-12$1.93/sh+35,000$67,550→ 35,000 total
Exercise/Conversion
Common Stock
2021-02-12$4.45/sh+25,000$111,250→ 85,000 total
Exercise/Conversion
Common Stock
2021-02-12$8.98/sh+25,000$224,500→ 135,000 total
Sale
Common Stock
2021-02-12$49.61/sh−154,858$7,682,196→ 5,142 total
Exercise/Conversion
Common Stock
2021-02-12$3.81/sh+25,000$95,250→ 160,000 total
Sale
Common Stock
2021-02-12$50.09/sh−5,142$257,568→ 0 total
Exercise/Conversion
Stock Option (right to buy)
2021-02-12−25,000→ 0 total
Exercise: $2.54Exp: 2023-05-21→ Common Stock (25,000 underlying)
Exercise/Conversion
Stock Option (right to buy)
2021-02-12−25,000→ 0 total
Exercise: $4.45Exp: 2024-05-22→ Common Stock (25,000 underlying)
Exercise/Conversion
Stock Option (right to buy)
2021-02-12−25,000→ 0 total
Exercise: $8.98Exp: 2026-05-17→ Common Stock (25,000 underlying)
Exercise/Conversion
Common Stock
2021-02-12$2.54/sh+25,000$63,500→ 60,000 total
Exercise/Conversion
Common Stock
2021-02-12$5.79/sh+25,000$144,750→ 110,000 total
Exercise/Conversion
Stock Option (right to buy)
2021-02-12−35,000→ 0 total
Exercise: $1.93Exp: 2021-07-20→ Common Stock (35,000 underlying)
Exercise/Conversion
Stock Option (right to buy)
2021-02-12−25,000→ 0 total
Exercise: $5.79Exp: 2025-05-20→ Common Stock (25,000 underlying)
Exercise/Conversion
Stock Option (right to buy)
2021-02-12−25,000→ 0 total
Exercise: $3.81Exp: 2027-05-24→ Common Stock (25,000 underlying)

Footnotes (3)

[F1]This sale price represents the weighted average sale price of the shares sold ranging from $48.00 to $48.70 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
[F2]This sale price represents the weighted average sale price of the shares sold ranging from $50.08 to $50.11 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
[F3]The shares subject to the option are fully vested and exercisable.

Documents

1 file

4
certent-form4.xmlPrimary
PRIMARY DOCUMENT

Issuer

PACIFIC BIOSCIENCES OF CALIFORNIA, INC.

CIK 0001299130

Entity typeother

Related Parties

1

filerCIK 0001554630

Filing Metadata

Form type: 4
Filed: Feb 16, 7:00 PM ET
Accepted: Feb 17, 9:15 PM ET
Size: 29.3 KB

View on SEC.gov