Englert Jerry F 4
4 · BofI Holding, Inc. · Filed Oct 23, 2012
Insider Transaction Report
Form 4
Englert Jerry F
Director
Transactions
- Purchase
Series C Preferred Stock
2012-10-12$10000.00/sh+50$500,000→ 50 totalExercise: $30.50→ Common Stock (16,393.443 underlying)
Footnotes (3)
- [F1]New issue of 6% Series C Non-Cumulative Perpetual Convertible Preferred Stock ("Series C Preferred Stock") which settled on October 15, 2012 under a prospectus supplement dated March 29, 2102.
- [F2]These shares are held by the Englert Family Trust, for which the reporting person serves as co-trustee.
- [F3]Each share of Series C Preferred Stock may be converted at any time, at the option of the holder, into 327.86885 shares of BofI Holding, Inc. common stock subject to anti-dilution and other adjustments. There is no expiration date for the conversion as long as the Series C Preferred Stock is outstanding.