Home/Filings/4/0001299709-12-000159
4//SEC Filing

Englert Jerry F 4

Accession 0001299709-12-000159

CIK 0001299709other

Filed

Oct 22, 8:00 PM ET

Accepted

Oct 23, 9:54 PM ET

Size

5.8 KB

Accession

0001299709-12-000159

Insider Transaction Report

Form 4
Period: 2012-10-12
Transactions
  • Purchase

    Series C Preferred Stock

    2012-10-12$10000.00/sh+50$500,00050 total
    Exercise: $30.50Common Stock (16,393.443 underlying)
Footnotes (3)
  • [F1]New issue of 6% Series C Non-Cumulative Perpetual Convertible Preferred Stock ("Series C Preferred Stock") which settled on October 15, 2012 under a prospectus supplement dated March 29, 2102.
  • [F2]These shares are held by the Englert Family Trust, for which the reporting person serves as co-trustee.
  • [F3]Each share of Series C Preferred Stock may be converted at any time, at the option of the holder, into 327.86885 shares of BofI Holding, Inc. common stock subject to anti-dilution and other adjustments. There is no expiration date for the conversion as long as the Series C Preferred Stock is outstanding.

Issuer

BofI Holding, Inc.

CIK 0001299709

Entity typeother

Related Parties

1
  • filerCIK 0001319004

Filing Metadata

Form type
4
Filed
Oct 22, 8:00 PM ET
Accepted
Oct 23, 9:54 PM ET
Size
5.8 KB