$AX·4

BofI Holding, Inc. · Aug 10, 7:54 PM ET

BofI Holding, Inc. 4

4 · BofI Holding, Inc. · Filed Aug 10, 2016

Insider Transaction Report

Form 4
Period: 2016-08-06
Transactions
  • Tax Payment

    Common Stock

    2016-08-08$17.94/sh7,758$139,179211,954 total
  • Exercise/Conversion

    Common Stock

    2016-08-08$17.94/sh+14,668$263,144226,622 total
  • Exercise/Conversion

    Restricted Stock Units

    2016-08-0614,66829,336 total
    Common Stock (14,668 underlying)
Footnotes (4)
  • [F1]Represents shares of Common Stock issued on August 8, 2016 following the vesting of Restricted Stock Units (RSU's) which vest one-third each year. The RSU's were previously granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan.
  • [F2]Represents shares of Common Stock retained by BofI Holding, Inc. for tax witholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSU's.
  • [F3]The RSU's were granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSU's are accompanied by dividend equivalent rights.
  • [F4]The RSU's vest over three years, one-third on each anniversary date of grant.

Documents

1 file
  • 4
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